Catalyst Capital Advisors’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-4,168	Closed	-$56K	–	445
2015 Q1	$56K	Buy	4,168 +2,000	+92%	+$26.9K	0.01%	322
2014 Q4	$32K	Buy	2,168 +1,900	+709%	+$28K	﹤0.01%	358
2014 Q3	$4K	Buy	+268	New	+$4K	﹤0.01%	378