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Regal Investment Advisors’s Hercules Capital HTGC Stock Holding History

Regal Investment Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,907
Closed -$19K – 540
2015
Q3 		$19K Buy
1,907
+7
+0.4% +$79 ﹤0.01% 564
2015
Q2 		$21K Hold
1,900
– – 0.01% 547
2015
Q1 		$26K Buy
1,900
+900
+90% +$13.2K 0.01% 526
2014
Q4 		$15K Hold
1,000
– – ﹤0.01% 584
2014
Q3 		$14K Hold
1,000
– – ﹤0.01% 619
2014
Q2 		$16K Hold
1,000
– – 0.01% 585
2014
Q1 		$14K Buy
+1,000
New +$15.7K 0.01% 584

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Regal Investment Advisors's HTGC Position: Q4 2015 in Review

Regal Investment Advisors sold out of Hercules Capital (HTGC) in Q4 2015, closing a stake of 1,907 shares — an estimated $19K sold.

Regal Investment Advisors first reported a position in HTGC in Q1 2014 and held it in 7 quarters. The position peaked at $26K in Q1 2015. 146 funds tracked by Wall St. Rank hold HTGC as of Q4 2015.

  • Regal Investment Advisors reported no remaining Hercules Capital position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 1,907 Hercules Capital shares in Q4 2015, an estimated $19K.
  • Regal Investment Advisors first reported a position in Hercules Capital in Q1 2014 and held it in 7 quarters.
  • Regal Investment Advisors's Hercules Capital position peaked at $26K in Q1 2015.
  • 146 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.