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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $358M invested in Hercules Capital in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 47 reducing their positions, and 19 closing their positions.

Holders
140
Holders Change
-4
Holders Change %
-2.78%
% of All Funds
3.73%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
54
Reduced
47
Closed
19
Calls
$707K
Puts
$760K
Net Calls
-$53K
Net Calls Change
+$859K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$33.3M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$7.08M
3
BC
3
Brinker Capital
Pennsylvania
$3.89M
4
UBS Group
4
UBS Group
Switzerland
$23M
5
GIP
5
Granite Investment Partners
California
$4.85M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
Fiera Capital (Canada)
3
Fiera Capital (Canada)
Quebec, Canada
$0
4
BF
4
BOK Financial
Oklahoma
$0
5
CPIM
5
Columbia Partners Investment Management
Virginia
$4.4M
Name Market Value Shares Shares
Change 		Shares
Change %
VFS
76
VSR Financial Services
Kansas
$519K 38,473 +12,000 +45%
PPA
77
Parametric Portfolio Associates
Washington
$487K 36,153 +3,457 +11%
FAAS
78
First Allied Advisory Services
California
$474K 35,046 -4,233 -11%
CIBC Private Wealth Group
79
CIBC Private Wealth Group
Georgia
$439K 32,548 +1,350 +4%
Citigroup
80
Citigroup
New York
$415K 30,762 -1,094 -3%
AW
81
Alpha Windward
Massachusetts
$414K 30,720 +30,720 New
Susquehanna International Group
82
Susquehanna International Group
Pennsylvania
$396K 29,400 -18,985 -39%
GCP
83
GSA Capital Partners
United Kingdom
$393K 29,167 +10,767 +59%
CA
84
Cetera Advisors
Colorado
$392K 29,081 -31 -0.1%
State Street
85
State Street
Massachusetts
$383K 28,443 – –
VKH
86
Virtu KCG Holdings
New York
$377K 27,959 -12,342 -31%
DC
87
Deere & Company
Illinois
$372K 27,561 +5,792 +27%
SG Americas Securities
88
SG Americas Securities
New York
$372K 27,560 +9,660 +54%
PG
89
PEAK6 Group
Illinois
$350K 25,987 +25,987 New
California Public Employees Retirement System
90
California Public Employees Retirement System
California
$342K 23,200 – –
Commonwealth Equity Services
91
Commonwealth Equity Services
Massachusetts
$322K 23,895 +1,776 +8%
Citadel Advisors
92
Citadel Advisors
Florida
$317K 23,513 -12,779 -35%
MCM
93
McKinley Capital Management
Alaska
$295K 21,902 +48 +0.2%
US Bancorp
94
US Bancorp
Minnesota
$253K 18,751 +11,926 +175%
GWM
95
Gupta Wealth Management
California
$240K 17,821 +17,821 New
AG
96
Aperio Group
California
$217K 16,108 +2,460 +18%
AQR Capital Management
97
AQR Capital Management
Connecticut
$215K 15,970 – –
KCM
98
Kempner Capital Management
Texas
$191K 14,200 – –
BW
99
Bison Wealth
Georgia
$186K 13,776 +1,129 +9%
SPC
100
Sigma Planning Corp
Michigan
$184K 13,662 -13,719 -50%
2 3
4
5 6