First Allied Advisory Services’s Hercules Capital HTGC Stock Holding History

First Allied Advisory Services’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-12,789	Closed	-$98K	–	1159
2020 Q1	$98K	Sell	12,789 -667	-5%	-$8.71K	﹤0.01%	1003
2019 Q4	$189K	Hold	13,456	–	–	0.01%	1133
2019 Q3	$181K	Buy	13,456 +900	+7%	+$11.7K	0.01%	1124
2019 Q2	$161K	Sell	12,556 -1,800	-13%	-$23.3K	0.01%	1128
2019 Q1	$181K	Sell	14,356 -1,391	-9%	-$17.7K	0.01%	1062
2018 Q4	$174K	Buy	15,747 +2,199	+16%	+$26.8K	0.01%	975
2018 Q3	$177K	Sell	13,548 -804	-6%	-$10.7K	0.01%	1100
2018 Q2	$181K	Sell	14,352 -118	-0.8%	-$1.46K	0.01%	1072
2018 Q1	$176K	Buy	14,470 +2,072	+17%	+$26K	0.01%	1074
2017 Q4	$162K	Sell	12,398 -1,249	-9%	-$16.3K	0.01%	1123
2017 Q3	$175K	Sell	13,647 -604	-4%	-$7.75K	0.01%	1040
2017 Q2	$189K	Buy	14,251 +162	+1%	+$2.25K	0.01%	1045
2017 Q1	$213K	Sell	14,089 -133	-0.9%	-$1.95K	0.01%	962
2016 Q4	$201K	Sell	14,222 -7,957	-36%	-$108K	0.01%	998
2016 Q3	$301K	Sell	22,179 -7,963	-26%	-$106K	0.02%	742
2016 Q2	$373K	Sell	30,142 -8,130	-21%	-$98.8K	0.02%	661
2016 Q1	$458K	Buy	38,272 +2,179	+6%	+$24.2K	0.03%	576
2015 Q4	$440K	Buy	36,093 +323	+0.9%	+$3.63K	0.02%	631
2015 Q3	$362K	Buy	35,770 +264	+0.7%	+$2.99K	0.02%	670
2015 Q2	$410K	Buy	35,506 +460	+1%	+$5.97K	0.02%	696
2015 Q1	$474K	Sell	35,046 -4,233	-11%	-$62K	0.03%	594
2014 Q4	$581K	Sell	39,279 -1,201	-3%	-$18.1K	0.04%	474
2014 Q3	$583K	Sell	40,480 -850	-2%	-$13.5K	0.05%	457
2014 Q2	$670K	Buy	41,330 +45	+0.1%	+$659	0.05%	433
2014 Q1	$579K	Sell	41,285 -6,512	-14%	-$102K	0.04%	469
2013 Q4	$797K	Buy	47,797 +1,616	+3%	+$26.1K	0.06%	358
2013 Q3	$716K	Buy	46,181 +6,130	+15%	+$88.9K	0.04%	406
2013 Q2	$561K	Buy	+40,051	New	+$521K	0.04%	433

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

First Allied Advisory Services's HTGC Position: Q2 2020 in Review

First Allied Advisory Services sold out of Hercules Capital (HTGC) in Q2 2020, closing a stake of 12,789 shares — an estimated $98K sold.

First Allied Advisory Services first reported a position in HTGC in Q2 2013 and held it in 28 quarters. The position peaked at $797K in Q4 2013. 183 funds tracked by Wall St. Rank hold HTGC as of Q2 2020.

First Allied Advisory Services reported no remaining Hercules Capital position as of Q2 2020 after selling out during the quarter.
First Allied Advisory Services sold 12,789 Hercules Capital shares in Q2 2020, an estimated $98K.
First Allied Advisory Services first reported a position in Hercules Capital in Q2 2013 and held it in 28 quarters.
First Allied Advisory Services's Hercules Capital position peaked at $797K in Q4 2013.
183 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2020.

Based on First Allied Advisory Services's 13F filing for Q2 2020, filed 13 Aug 2020.