Aperio Group’s Hercules Capital HTGC Stock Holding History

Aperio Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	$899K	Buy	62,369 +6,192	+11%	+$78.8K	﹤0.01%	1654
2020 Q3	$650K	Buy	56,177 +6,185	+12%	+$68.8K	﹤0.01%	1669
2020 Q2	$523K	Sell	49,992 -1,342	-3%	-$13.6K	﹤0.01%	1748
2020 Q1	$392K	Sell	51,334 -34,881	-40%	-$455K	﹤0.01%	1773
2019 Q4	$1.21M	Buy	86,215 +15,118	+21%	+$210K	﹤0.01%	1336
2019 Q3	$951K	Buy	71,097 +22,587	+47%	+$295K	﹤0.01%	1415
2019 Q2	$622K	Buy	48,510 +6,677	+16%	+$86.6K	﹤0.01%	1653
2019 Q1	$530K	Sell	41,833 -3,150	-7%	-$40.1K	﹤0.01%	1724
2018 Q4	$497K	Buy	+44,983	New	+$549K	﹤0.01%	1680
2015 Q2	–	Sell	-16,108	Closed	-$217K	–	2018
2015 Q1	$217K	Buy	16,108 +2,460	+18%	+$36.1K	﹤0.01%	1779
2014 Q4	$203K	Buy	+13,648	New	+$206K	﹤0.01%	1740

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.85B AUM 36.09% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Aperio Group's HTGC Position: Q4 2020 in Review

Aperio Group increased its Hercules Capital (HTGC) stake by 11% in Q4 2020, buying an estimated $78.8K and bringing the position to 62,369 shares worth $899K. The position accounts for ﹤0.01% of the portfolio, ranked #1654.

Aperio Group first reported a position in HTGC in Q4 2014 and has held it in 11 quarters since. The position peaked at $1.21M in Q4 2019. 193 funds tracked by Wall St. Rank hold HTGC as of Q4 2020.

Aperio Group held 62,369 shares of Hercules Capital worth $899K as of Q4 2020.
Aperio Group bought 6,192 Hercules Capital shares in Q4 2020, an estimated $78.8K.
Hercules Capital made up ﹤0.01% of Aperio Group's portfolio in Q4 2020, its #1654 holding.
Aperio Group first reported a position in Hercules Capital in Q4 2014 and has held it in 11 quarters since.
Aperio Group's Hercules Capital position peaked at $1.21M in Q4 2019.
193 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2020.

Based on Aperio Group's 13F filing for Q4 2020, filed 5 Feb 2021.