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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
26
Raymond James Financial
Florida
$7.04M -$3.51M -214,496 -31%
BTCPP
27
Border to Coast Pensions Partnership
United Kingdom
$7.04M +$1.23M +75,000 +19%
TI
28
Trexquant Investment
Connecticut
$6.95M +$1.11M +67,649 +17%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$6.54M +$6.89M +421,576 +2,008%
Ameriprise
30
Ameriprise
Minnesota
$6.47M +$851K +52,081 +13%
EGM
31
Engineers Gate Manager
New York
$5.79M +$4.24M +259,284 +195%
Goldman Sachs
32
Goldman Sachs
New York
$5.68M +$2.93M +179,061 +87%
DADC
33
D.A. Davidson & Co
Montana
$4.78M +$232K +14,186 +5%
AAM
34
Advisors Asset Management
Colorado
$4.53M -$935K -57,195 -16%
Neuberger Berman Group
35
Neuberger Berman Group
New York
$4.46M -$19.2K -1,172 -0.4%
Voloridge Investment Management
36
Voloridge Investment Management
Florida
$4.45M -$6.64M -406,478 -57%
FCM
37
FJ Capital Management
Virginia
$4.1M +$1.76M +107,682 +63%
CIM
38
Confluence Investment Management
Missouri
$4.04M -$269K -16,446 -6%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$3.79M +$680K +41,585 +19%
Barclays
40
Barclays
United Kingdom
$3.55M +$1.04M +63,897 +36%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$3.46M +$556 +34 +0%
Bank of America
42
Bank of America
North Carolina
$3.35M +$353K +21,590 +11%
DA
43
Denali Advisors
California
$3.31M -$145K -8,899 -4%
State Street
44
State Street
Massachusetts
$3.3M +$153K +9,339 +4%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$3.15M -$109K -6,696 -3%
NW
46
Naviter Wealth
Arkansas
$3.11M +$269K +16,482 +8%
MYIA
47
Mount Yale Investment Advisors
Colorado
$3.05M +$3.37M +206,303 New
Cerity Partners
48
Cerity Partners
New York
$2.92M +$98 +6 +0%
JF
49
Jump Financial
Illinois
$2.9M -$2.69M -164,819 -46%
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
$2.86M -$231K -14,129 -7%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.