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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
DM
101
Delphi Management
Massachusetts
$990K -$188K -11,513 -15%
BPA
102
Beacon Pointe Advisors
California
$983K +$393K +24,078 +57%
SAM
103
Secure Asset Management
Michigan
$968K +$278K +17,022 +35%
CWM
104
CMH Wealth Management
New Hampshire
$962K +$1.06M +65,120 New
AWA
105
Arkadios Wealth Advisors
Georgia
$956K +$100K +6,144 +10%
QT
106
Quantbot Technologies
New York
$945K -$2.45M -149,706 -70%
IMC Chicago
107
IMC Chicago
Illinois
$942K +$647K +39,596 +164%
HighTower Advisors
108
HighTower Advisors
Illinois
$941K -$13.8K -847 -1%
TAFW
109
Tred Avon Family Wealth
Maryland
$941K +$155K +9,493 +18%
KAS
110
Kestra Advisory Services
Texas
$928K -$84.4K -5,164 -8%
AWC
111
Abundance Wealth Counselors
Pennsylvania
$918K +$8.79K +538 +0.9%
DnB Asset Management
112
DnB Asset Management
Norway
$883K -$786K -48,121 -45%
WA
113
Whipplewood Advisors
Colorado
$872K +$384K +23,491 +66%
CAP
114
Cordoba Advisory Partners
New York
$866K +$55.6K +3,403 +6%
EFS
115
Essex Financial Services
Connecticut
$818K -$21.7K -1,327 -2%
GSWM
116
Golden State Wealth Management
California
$816K -$138K -8,417 -13%
KA
117
Kovack Advisors
Florida
$814K -$10.2K -622 -1%
Mariner
118
Mariner
Kansas
$797K -$40.3K -2,469 -4%
SPC
119
Sigma Planning Corp
Michigan
$769K -$119K -7,283 -12%
CCIA
120
Campbell & Co Investment Adviser
Maryland
$759K +$664K +40,622 +378%
NSIM
121
North Star Investment Management
Illinois
$725K +$17.9K +1,096 +2%
FIA
122
Foundations Investment Advisors
Arizona
$717K +$244K +14,932 +44%
MP
123
McDonald Partners
Ohio
$709K
CA
124
Commerce Advisors
Tennessee
$667K +$738K +45,142 New
AGP
125
Autumn Glory Partners
Texas
$665K +$163K +10,000 +29%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.