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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
MCP
126
Mirador Capital Partners
California
$660K +$17.7K +1,083 +2%
Envestnet Asset Management
127
Envestnet Asset Management
Illinois
$656K +$180K +11,030 +33%
Focus Partners Wealth
128
Focus Partners Wealth
Massachusetts
$640K -$30.7K -1,880 -4%
SCA
129
SMH Capital Advisors
Texas
$607K -$661K -40,458 -99%
Corient Private Wealth
130
Corient Private Wealth
Florida
$602K -$685K -41,898 -51%
EGA
131
Eagle Global Advisors
Texas
$600K +$16.3K +1,000 +3%
CCA
132
Catalyst Capital Advisors
New York
$599K
FCM
133
Fieldview Capital Management
Michigan
$597K +$661K +40,418 New
SF
134
Summit Financial
New Jersey
$595K
AWM
135
Accel Wealth Management
Iowa
$587K +$11.2K +688 +2%
EF
136
Empowered Funds
Pennsylvania
$586K +$648K +39,643 New
ACM
137
Aquatic Capital Management
Illinois
$583K -$210K -12,865 -25%
AIM
138
Access Investment Management
Georgia
$564K
DWM
139
Dakota Wealth Management
Florida
$557K -$2.04K -125 -0.3%
US Bancorp
140
US Bancorp
Minnesota
$549K
GC
141
Guggenheim Capital
Illinois
$548K +$60.5K +3,700 +11%
HP
142
Haven Private
Florida
$533K +$187K +11,457 +47%
SIA
143
Sit Investment Associates
Minnesota
$517K
PVM
144
Palogic Value Management
Texas
$514K +$568K +34,783 New
VIA
145
Virtus Investment Advisers
Connecticut
$512K +$18.6K +1,138 +3%
JMA
146
J.M. Arbour
Maine
$497K -$588K -35,962 -52%
MM
147
MQS Management
New York
$480K -$100K -6,130 -16%
AP
148
Americana Partners
Texas
$476K
ProShare Advisors
149
ProShare Advisors
Maryland
$465K -$11.3K -689 -2%
1IA
150
1620 Investment Advisors
Massachusetts
$458K

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.