We are live on ! Find out more
HTGC icon

Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$1.54M -$506K -30,936 -23%
Group One Trading
77
Group One Trading
Illinois
$1.51M +$739K +45,247 +80%
IWM
78
IHT Wealth Management
Illinois
$1.49M +$229K +14,012 +16%
AWM
79
AE Wealth Management
Kansas
$1.49M +$771K +47,158 +88%
Osaic Holdings
80
Osaic Holdings
Arizona
$1.48M +$9.05K +554 +0.6%
LCWP
81
Legacy Capital Wealth Partners
Arkansas
$1.45M +$143K +8,736 +10%
PPC
82
Pennington Partners & Co
Maryland
$1.43M
IAIM
83
International Assets Investment Management
Florida
$1.42M +$247K +15,122 +14%
NFG
84
Nations Financial Group
Iowa
$1.4M -$60.8K -3,721 -4%
TC
85
Truvestments Capital
Florida
$1.38M -$1.44M -87,972 -48%
JFG
86
Jefferies Financial Group
New York
$1.36M +$1.46M +89,253 +2,998%
RP
87
Riverbridge Partners
Minnesota
$1.34M +$1.48M +90,672 New
Northern Trust
88
Northern Trust
Illinois
$1.27M -$1.88M -115,152 -57%
IFG
89
Independent Financial Group
California
$1.25M +$262K +16,059 +24%
SPIA
90
Steward Partners Investment Advisory
New York
$1.21M -$456K -27,875 -25%
TCM
91
Triumph Capital Management
Colorado
$1.21M +$1.18M +72,257 +752%
NGA
92
Naples Global Advisors
Florida
$1.18M +$136K +8,330 +12%
Invesco
93
Invesco
Georgia
$1.16M -$17.8K -1,087 -1%
Lido Advisors
94
Lido Advisors
California
$1.15M +$176K +10,755 +16%
TI
95
Tidal Investments
Wisconsin
$1.14M -$27.7K -1,696 -2%
P
96
&Partners
Tennessee
$1.14M +$597K +36,555 +91%
RC
97
Resolute Capital
South Carolina
$1.13M +$200K +12,267 +19%
RBC
98
Romano Brothers & Co
Illinois
$1.12M +$1.24M +75,900 New
Wealth Enhancement Advisory Services
99
Wealth Enhancement Advisory Services
Minnesota
$1.06M -$520K -31,843 -31%
Creative Planning
100
Creative Planning
Kansas
$1.02M +$94.6K +5,790 +9%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.