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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
51
William Blair & Company
Illinois
$2.82M -$71.9K -4,400 -2%
WC
52
Waterloo Capital
Texas
$2.76M +$23.5K +1,441 +0.8%
Canada Life
53
Canada Life
Manitoba, Canada
$2.74M -$507K -31,016 -14%
FWP
54
FAS Wealth Partners
Kansas
$2.67M -$32.5K -1,990 -1%
TFCM
55
Taylor Frigon Capital Management
Arizona
$2.34M -$78.4K -4,797 -3%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$2.32M -$173K -10,593 -6%
Balyasny Asset Management
57
Balyasny Asset Management
Illinois
$2.24M +$2.24M +136,938 +913%
AWM
58
Apollon Wealth Management
South Carolina
$2.24M +$2.16M +132,351 +681%
Bank of New York Mellon
59
Bank of New York Mellon
New York
$2.13M +$504K +30,852 +27%
S
60
SharpePoint
Arizona
$2.1M +$684K +41,867 +42%
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$2.1M +$17.4K +1,065 +0.8%
RWC
62
Rare Wolf Capital
Washington
$1.93M +$1.24M +75,742 +138%
SSA
63
Schonfeld Strategic Advisors
New York
$1.9M -$3.79M -231,897 -64%
SWP
64
Significant Wealth Partners
Illinois
$1.85M +$2.04M +125,136 New
Lazard Asset Management
65
Lazard Asset Management
New York
$1.84M +$2.03M +124,353 New
BHCM
66
Brevan Howard Capital Management
Jersey
$1.8M +$349K +21,365 +21%
N
67
Natixis
France
$1.75M +$4.2K +257 +0.2%
PI
68
PFG Investments
New York
$1.68M +$41.9K +2,565 +2%
CBU
69
CIBC Bancorp USA
Illinois
$1.64M +$1.82M +111,276 New
MG
70
Mather Group
Illinois
$1.61M +$1.78M +109,084 New
XT
71
XTX Topco
Cayman Islands
$1.59M -$1.39M -85,328 -44%
CF
72
Centaurus Financial
California
$1.59M +$17.9K +1,098 +1%
LF
73
Lansforsakringar Fondforvaltning
Sweden
$1.58M +$375K +22,933 +27%
STB
74
S&T Bank
Pennsylvania
$1.57M -$1.5M -91,578 -46%
TIM
75
Triad Investment Management
California
$1.54M +$8.17K +500 +0.5%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.