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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Hudson Bay Capital Management
376
Hudson Bay Capital Management
Connecticut
-$237K -12,580 Closed
CFM
377
Catalyst Funds Management
Australia
-$235K -12,482 Closed
FFP
378
FourThought Financial Partners
Florida
-$234K -12,436 Closed
PA
379
PharVision Advisers
Florida
-$224K -11,918 Closed
TI
380
TrueMark Investments
Illinois
-$221K -11,717 Closed
EAM
381
Everstar Asset Management
North Carolina
-$565K -11,557 Closed
OQS
382
Occudo Quantitative Strategies
Florida
-$195K -10,387 Closed
OSAM
383
O'Shaughnessy Asset Management
Connecticut
-$195K -10,373 Closed
GC
384
Grimes & Company
Massachusetts
-$195K -10,347 Closed
DE
385
Diversified Enterprises
Delaware
-$194K -10,312 Closed
LSA
386
Leonteq Securities AG
Switzerland
-$141K -7,500 Closed
CWM
387
Cedar Wealth Management
California
-$123K -6,559 Closed
GAFA
388
Garton & Associates Financial Advisors
Kentucky
-$80.3K -4,265 Closed
OCM
389
Orion Capital Management
California
-$37.6K -2,000 Closed
SSG
390
Summit Securities Group
New York
-$37.6K -2,000 Closed
CPG
391
Cornerstone Planning Group
New Jersey
-$29.2K -1,578 Closed
CWP
392
Clark Wealth Partners
Illinois
-$19.7K -1,046 Closed
IRC
393
Investors Research Corp
Georgia
-$18.8K -1,000 Closed
QL
394
Quarry LP
New York
-$15.1K -804 Closed
JFA
395
JNBA Financial Advisors
Minnesota
-$6.19K -329 Closed
VWA
396
VSM Wealth Advisory
Maryland
-$5.65K -300 Closed
LA
397
LM Advisors
California
-$10.9K -205 Closed
Nisa Investment Advisors
398
Nisa Investment Advisors
Missouri
-$3.27K -174 Closed
LC
399
Luminist Capital
Michigan
-$471 -25 Closed

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.