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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
276
Tradewinds Capital Management
Washington
$59.1K +$1.72K +105 +3%
SG
277
Sankala Group
Colorado
$58K +$1.78K +109 +3%
BLC
278
Brown, Lisle/Cummings
Rhode Island
$56.3K
KA
279
Kozak & Associates
Colorado
$55.2K +$1.55K +95 +3%
Deutsche Bank
280
Deutsche Bank
Germany
$52K -$2.25M -137,761 -98%
SNB
281
Security National Bank
Nebraska
$51.8K
IAAG
282
Innovative Asset Advisors Group
Connecticut
$51.7K +$57.2K +3,500 New
QCG
283
Quadrant Capital Group
Ohio
$50.7K +$56.1K +3,435 New
EWA
284
EverSource Wealth Advisors
Alabama
$49.1K
EWP
285
Elevation Wealth Partners
California
$48.3K +$1.41K +86 +3%
WTC
286
WhitTier Trust Company
Nevada
$44.3K +$1.26K +77 +3%
WOSD
287
WFA of San Diego
California
$44.3K
WSFS
288
Wilmington Savings Fund Society
Delaware
$44.3K +$49K +3,000 New
MIM
289
MTM Investment Management
South Carolina
$42.8K
PTC
290
Private Trust Company
Ohio
$42.6K -$8.17K -500 -15%
NWM
291
Nova Wealth Management
Florida
$37.3K
HCM
292
Hollencrest Capital Management
California
$37.3K
ECM
293
Estabrook Capital Management
New York
$36.2K +$915 +56 +2%
Fifth Third Bancorp
294
Fifth Third Bancorp
Ohio
$34.8K +$38.5K +2,357 New
DAM
295
Delta Asset Management
Tennessee
$32.8K
CI
296
CX Institutional
Indiana
$32K -$48.1K -2,944 -58%
FC
297
Financial Consulate
Maryland
$30.2K +$3.27K +200 +11%
AIC
298
Archer Investment Corporation
Indiana
$30.2K +$82 +5 +0.2%
Optiver Holding
299
Optiver Holding
Netherlands
$29.8K
IA
300
IFG Advisory
Georgia
$29.5K +$32.7K +2,000 New

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.