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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
301
Carson Wealth (CWM LLC)
Nebraska
$29.5K +$20.1K +1,227 +159%
Northwestern Mutual Wealth Management
302
Northwestern Mutual Wealth Management
Wisconsin
$28.7K +$948 +58 +3%
BH
303
Burk Holdings
Oklahoma
$25.8K +$28.6K +1,750 New
UBS AM
304
UBS AM
Illinois
$23.7K +$2.42K +148 +10%
CJ
305
Caitlin John
Michigan
$23.7K +$686 +42 +3%
SIC
306
Salem Investment Counselors
North Carolina
$22.7K +$25.1K +1,535 New
AUB
307
Atlantic Union Bankshares
Virginia
$22.2K -$8.45K -517 -26%
HWA
308
HHM Wealth Advisors
Tennessee
$22.2K
CAM
309
Chesapeake Asset Management
New York
$19.3K -$4.45K -272 -17%
AssetMark Inc
310
AssetMark Inc
California
$19K -$8.17K -500 -28%
AA
311
Ancora Advisors
Ohio
$18.8K +$409 +25 +2%
SWM
312
Spire Wealth Management
Virginia
$17.8K
CA
313
Clearstead Advisors
Ohio
$17.7K +$19.6K +1,200 New
NS
314
NBC Securities
Alabama
$17K +$3.15K +193 +20%
HHCP
315
Hilton Head Capital Partners
South Carolina
$16.2K +$2.12K +130 +13%
VFM
316
Vision Financial Markets
Connecticut
$14.7K +$16.3K +995 New
FGAM
317
Financial Gravity Asset Management
Texas
$13.3K
Nomura Asset Management
318
Nomura Asset Management
Japan
$11.8K -$32.8K -2,010 -72%
ADL
319
Asset Dedication LLC
California
$11.2K
GWM
320
Gilpin Wealth Management
Colorado
$10.7K
W
321
WealthCollab
Washington
$9.47K -$3.19K -195 -23%
CB
322
Community Bank
New York
$9.23K
HFS
323
Hantz Financial Services
Michigan
$9K
VNA
324
Valley National Advisers
Pennsylvania
$9K
BONH
325
Bank of New Hampshire
New Hampshire
$8.86K

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.