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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
AF
326
Alerus Financial
North Dakota
$7.64K
RF
327
Rossby Financial
Florida
$7.54K
SIC
328
SJS Investment Consulting
Ohio
$7.38K
Russell Investments Group
329
Russell Investments Group
United Kingdom
$7.01K -$11.6K -712 -60%
TWC
330
TD Waterhouse Canada
Ontario, Canada
$6.18K +$3.68K +225 +113%
PP
331
PFS Partners
New Jersey
$6.1K
Citigroup
332
Citigroup
New York
$5.85K -$20.6K -1,261 -76%
MCA
333
McGuire Capital Advisors
Oklahoma
$5.14K
WBWA
334
William B. Walkup & Associates
South Carolina
$4.4K
SRCM
335
Signature Resources Capital Management
California
$4.06K
JWM
336
JPL Wealth Management
Colorado
$2.95K +$3.27K +200 New
SC
337
Swan Capital
Florida
$2.79K
GEA
338
Glen Eagle Advisors
New Jersey
$1.48K -$4.9K -300 -75%
RIL
339
Rothschild Investment LLC
Illinois
$1.48K
Q1WB
340
Quest 10 Wealth Builders
Virginia
$846
WFA
341
West Financial Advisors
Iowa
$827 +$16 +1 +2%
HIMS
342
Hager Investment Management Services
New Hampshire
$789 +$16 +1 +2%
Bank Julius Baer & Co
343
Bank Julius Baer & Co
Switzerland
$648 -$45.2K -2,767 -98%
CA
344
CoreCap Advisors
Michigan
$498
CIAM
345
Caitong International Asset Management
Hong Kong
$369 -$18K -1,103 -98%
EC
346
Elequin Capital
New York
$133 -$1.05K -64 -88%
DB
347
Danske Bank
Denmark
$133 +$82 +5 +125%
PCA
348
PMV Capital Advisers
Texas
$94 +$98 +6 New
AFC
349
Ares Financial Consulting
California
$33 -$780K -47,728 -100%
Two Sigma Advisers
350
Two Sigma Advisers
New York
-$36.2M -1,922,200 Closed

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.