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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Point72 Asset Management
351
Point72 Asset Management
Connecticut
-$10.5M -557,660 Closed
Jane Street
352
Jane Street
New York
-$5.87M -358,937 Closed
Marshall Wace
353
Marshall Wace
United Kingdom
-$5.89M -312,719 Closed
Janney Montgomery Scott
354
Janney Montgomery Scott
Pennsylvania
-$4.8M -255,335 Closed
PIWA
355
Prevail Innovative Wealth Advisors
Kansas
-$4.51M -239,614 Closed
Walleye Trading
356
Walleye Trading
New York
-$2.8M -171,395 Closed
Verition Fund Management
357
Verition Fund Management
Connecticut
-$2.19M -116,530 Closed
CAGAS
358
Capital Advisory Group Advisory Services
Minnesota
-$1.71M -91,125 Closed
Credit Agricole
359
Credit Agricole
France
-$1.46M -77,368 Closed
TC
360
TwinBeech Capital
New York
-$1.1M -58,421 Closed
JWCA
361
J.W. Cole Advisors
Florida
-$946K -56,129 Closed
RIA
362
Rhodes Investment Advisors
Texas
-$740K -39,300 Closed
BI
363
Bramshill Investments
Florida
-$704K -37,385 Closed
YIH
364
Y-Intercept (HK)
Hong Kong
-$687K -36,487 Closed
Simplex Trading
365
Simplex Trading
Illinois
-$655K -34,820 Closed
CPIG
366
Chicago Partners Investment Group
Illinois
-$359K -19,260 Closed
Allspring Global Investments
367
Allspring Global Investments
North Carolina
-$352K -18,700 Closed
MMA
368
Miracle Mile Advisors
California
-$305K -16,183 Closed
Tudor Investment Corp
369
Tudor Investment Corp
Connecticut
-$256K -15,663 Closed
SW
370
SteelPeak Wealth
California
-$293K -15,574 Closed
AA
371
ALPS Advisors
Colorado
-$286K -15,205 Closed
QCM
372
Quantinno Capital Management
New York
-$274K -14,578 Closed
AWM
373
Axxcess Wealth Management
California
-$273K -14,507 Closed
CW
374
CreativeOne Wealth
Kansas
-$267K -14,175 Closed
BNP Paribas Asset Management
375
BNP Paribas Asset Management
France
-$258K -13,718 Closed

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.