Prevail Innovative Wealth Advisors’s Hercules Capital HTGC Stock Holding History

Prevail Innovative Wealth Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.16M	Buy	+131,888	New	+$2.22M	0.28%	107
2026 Q1	–	Sell	-239,614	Closed	-$4.51M	–	206
2025 Q4	$4.51M	Buy	239,614 +132,466	+124%	+$2.39M	0.81%	41
2025 Q3	$2.03M	Buy	107,148 +19,000	+22%	+$364K	0.39%	91
2025 Q2	$1.61M	Buy	+88,148	New	+$1.56M	0.36%	99
2025 Q1	–	Sell	-60,513	Closed	-$1.22M	–	187
2024 Q4	$1.22M	Sell	60,513 -94,699	-61%	-$1.85M	0.35%	84
2024 Q3	$3.05M	Buy	+155,212	New	+$3.06M	0.93%	37
2024 Q1	–	Sell	-40,592	Closed	-$677K	–	170
2023 Q4	$677K	Buy	+40,592	New	+$642K	0.32%	85
2023 Q3	–	Sell	-26,877	Closed	-$398K	–	134
2023 Q2	$398K	Buy	+26,877	New	+$369K	0.22%	74

Other funds holding HTGC

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return

Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return

Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return

Gilman Hill Asset Management New Canaan, Connecticut $718M AUM 15.3% 1-Year Est. Return

Border to Coast Pensions Partnership Leeds, United Kingdom $7.27B AUM 24.98% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $18.6B AUM 17.65% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Prevail Innovative Wealth Advisors's HTGC Position: Q3 2026 in Review

Prevail Innovative Wealth Advisors opened a new position in Hercules Capital (HTGC) in Q3 2026: 131,888 shares worth $2.16M. The stake represents 0.28% of the portfolio and ranks #107 among its holdings. This is a return to the name: Prevail Innovative Wealth Advisors previously reported a position in HTGC as recently as Q4 2025.

Prevail Innovative Wealth Advisors first reported a position in HTGC in Q2 2023 and has held it in 8 quarters since. The position peaked at $4.51M in Q4 2025. 200 funds tracked by Wall St. Rank hold HTGC as of Q3 2026.

Prevail Innovative Wealth Advisors held 131,888 shares of Hercules Capital worth $2.16M as of Q3 2026.
Hercules Capital was a new Prevail Innovative Wealth Advisors position in Q3 2026.
Hercules Capital made up 0.28% of Prevail Innovative Wealth Advisors's portfolio in Q3 2026, its #107 holding.
Prevail Innovative Wealth Advisors first reported a position in Hercules Capital in Q2 2023 and has held it in 8 quarters since.
Prevail Innovative Wealth Advisors's Hercules Capital position peaked at $4.51M in Q4 2025.
200 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2026.

Based on Prevail Innovative Wealth Advisors's 13F filing for Q3 2026, filed 20 Oct 2026.