Simplex Trading
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Simplex Trading’s Hercules Capital HTGC Stock Holding History

Simplex Trading’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$101K Buy
+6,429
New +$100K ﹤0.01% 5524
2026
Q1 		– Sell
-34,820
Closed -$655K – 9528
2025
Q4 		$655K Buy
34,820
+16,544
+91% +$298K ﹤0.01% 3032
2025
Q3 		$345K Buy
18,276
+680
+4% +$13K ﹤0.01% 4287
2025
Q2 		$321K Sell
17,596
-55,258
-76% -$979K ﹤0.01% 3992
2025
Q1 		$1.4M Buy
+72,854
New +$1.47M ﹤0.01% 2378
2020
Q4 		– Sell
-22,297
Closed -$257K – 8640
2020
Q3 		$257K Sell
22,297
-24,154
-52% -$269K ﹤0.01% 3793
2020
Q2 		$486K Buy
46,451
+13,639
+42% +$138K ﹤0.01% 2941
2020
Q1 		$250K Buy
32,812
+32,499
+10,383% +$424K ﹤0.01% 3333
2019
Q4 		$4K Buy
+313
New +$4.35K ﹤0.01% 6773
2019
Q3 		– Sell
-1,519
Closed -$19K – 7507
2019
Q2 		$19K Buy
+1,519
New +$19.7K ﹤0.01% 5637
2019
Q1 		– Sell
-4,467
Closed -$49K – 7404
2018
Q4 		$49K Buy
4,467
+1,453
+48% +$17.7K ﹤0.01% 4545
2018
Q3 		$39K Buy
+3,014
New +$40.2K ﹤0.01% 5402
2018
Q2 		– Sell
-427
Closed -$5K – 7562
2018
Q1 		$5K Buy
+427
New +$5.35K ﹤0.01% 4637
2017
Q4 		– Sell
-679
Closed -$8K – 6263
2017
Q3 		$8K Buy
+679
New +$8.71K ﹤0.01% 3989
2017
Q2 		– Sell
-1,146
Closed -$17K – 6390
2017
Q1 		$17K Buy
+1,146
New +$16.8K ﹤0.01% 3417
2016
Q4 		– Sell
-847
Closed -$11K – 6119
2016
Q3 		$11K Buy
+847
New +$11.3K ﹤0.01% 3528
2016
Q2 		– Sell
-169
Closed -$2K – 6059
2016
Q1 		$2K Buy
+169
New +$1.88K ﹤0.01% 4720
2015
Q3 		– Sell
-800
Closed -$9K – 5789
2015
Q2 		$9K Buy
800
+318
+66% +$4.13K ﹤0.01% 3143
2015
Q1 		$6K Sell
482
-575
-54% -$8.43K ﹤0.01% 3349
2014
Q4 		$16K Buy
+1,057
New +$16K ﹤0.01% 2217

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Simplex Trading's HTGC Position: Q2 2026 in Review

Simplex Trading opened a new position in Hercules Capital (HTGC) in Q2 2026: 6,429 shares worth $101K. The stake represents ﹤0.01% of the portfolio and ranks #5524 among its holdings. This is a return to the name: Simplex Trading previously reported a position in HTGC as recently as Q4 2025.

Simplex Trading first reported a position in HTGC in Q4 2014 and has held it in 20 quarters since. The position peaked at $1.4M in Q1 2025. 332 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • Simplex Trading held 6,429 shares of Hercules Capital worth $101K as of Q2 2026.
  • Hercules Capital was a new Simplex Trading position in Q2 2026.
  • Hercules Capital made up ﹤0.01% of Simplex Trading's portfolio in Q2 2026, its #5524 holding.
  • Simplex Trading first reported a position in Hercules Capital in Q4 2014 and has held it in 20 quarters since.
  • Simplex Trading's Hercules Capital position peaked at $1.4M in Q1 2025.
  • 332 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.