CreativeOne Wealth’s Hercules Capital HTGC Stock Holding History

CreativeOne Wealth’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-14,175	Closed	-$267K	–	1219
2025 Q4	$267K	Buy	14,175 +40	+0.3%	+$722	0.01%	1002
2025 Q3	$267K	Buy	14,135 +185	+1%	+$3.55K	0.01%	994
2025 Q2	$255K	Sell	13,950 -2	-0%	-$35	0.01%	980
2025 Q1	$268K	Buy	13,952 +2	+0%	+$40	0.01%	901
2024 Q4	$280K	Hold	13,950	–	–	0.01%	909
2024 Q3	$274K	Buy	+13,950	New	+$275K	0.01%	798
2024 Q2	–	Sell	-13,950	Closed	-$257K	–	837
2024 Q1	$257K	Buy	+13,950	New	+$248K	0.01%	766
2023 Q4	–	Sell	-19,999	Closed	-$328K	–	646
2023 Q3	$328K	Sell	19,999 -7,390	-27%	-$121K	0.02%	422
2023 Q2	$405K	Buy	27,389 +13,152	+92%	+$180K	0.02%	557
2023 Q1	$184K	Buy	14,237 +3,681	+35%	+$51.4K	0.01%	759
2022 Q4	$140K	Buy	+10,556	New	+$143K	0.01%	710

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CreativeOne Wealth's HTGC Position: Q1 2026 in Review

CreativeOne Wealth sold out of Hercules Capital (HTGC) in Q1 2026, closing a stake of 14,175 shares — an estimated $267K sold.

CreativeOne Wealth first reported a position in HTGC in Q4 2022 and held it in 11 quarters. The position peaked at $405K in Q2 2023. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

CreativeOne Wealth reported no remaining Hercules Capital position as of Q1 2026 after selling out during the quarter.
CreativeOne Wealth sold 14,175 Hercules Capital shares in Q1 2026, an estimated $267K.
CreativeOne Wealth first reported a position in Hercules Capital in Q4 2022 and held it in 11 quarters.
CreativeOne Wealth's Hercules Capital position peaked at $405K in Q2 2023.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on CreativeOne Wealth's 13F filing for Q1 2026, filed 15 May 2026.