UBS AM
HTGC icon

UBS AM’s Hercules Capital HTGC Stock Holding History

UBS AM’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$25.3K Hold
1,605
– – ﹤0.01% 3076
2026
Q1 		$23.7K Buy
1,605
+148
+10% +$2.42K ﹤0.01% 3104
2025
Q4 		$27.4K Buy
+1,457
New +$26.3K ﹤0.01% 2696
2014
Q2 		– Sell
-24,715
Closed -$348K – 2567
2014
Q1 		$348K Hold
24,715
– – ﹤0.01% 2091
2013
Q4 		$405K Sell
24,715
-700
-3% -$11.3K ﹤0.01% 1926
2013
Q3 		$388K Hold
25,415
– – ﹤0.01% 1916
2013
Q2 		$354K Buy
+25,415
New +$331K ﹤0.01% 1890

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

UBS AM's HTGC Position: Q2 2026 in Review

UBS AM held its Hercules Capital (HTGC) position steady in Q2 2026 at 1,605 shares worth $25.3K. The position accounts for ﹤0.01% of the portfolio, ranked #3076.

UBS AM first reported a position in HTGC in Q2 2013 and has held it in 7 quarters since. The position peaked at $405K in Q4 2013. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • UBS AM held 1,605 shares of Hercules Capital worth $25.3K as of Q2 2026.
  • UBS AM left its Hercules Capital share count unchanged in Q2 2026.
  • Hercules Capital made up ﹤0.01% of UBS AM's portfolio in Q2 2026, its #3076 holding.
  • UBS AM first reported a position in Hercules Capital in Q2 2013 and has held it in 7 quarters since.
  • UBS AM's Hercules Capital position peaked at $405K in Q4 2013.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on UBS AM's 13F filing for Q2 2026, filed 13 Aug 2026.