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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
ACA
251
American Capital Advisory
Idaho
$148K +$163K +10,000 New
IA
252
IFP Advisors
Florida
$144K +$9.85K +603 +7%
AAG
253
Armstrong Advisory Group
Massachusetts
$142K +$71K +4,346 +83%
HIM
254
Hillsdale Investment Management
Ontario, Canada
$127K +$141K +8,620 New
ACM
255
AREX Capital Management
New York
$118K +$131K +8,000 New
SOADOR
256
State of Alaska Department of Revenue
Alaska
$115K
Jones Financial Companies
257
Jones Financial Companies
Missouri
$112K -$6.98K -427 -5%
S
258
SignatureFD
Georgia
$112K +$30.9K +1,889 +33%
AGWCA
259
Annis Gardner Whiting Capital Advisors
Florida
$105K +$16.9K +1,035 +17%
FDCDDQ
260
Federation des caisses Desjardins du Quebec
Quebec, Canada
$104K -$16.3K -1,000 -12%
ACM
261
Anfield Capital Management
California
$102K -$64.1K -3,920 -36%
AG
262
AmeriFlex Group
Nevada
$96.7K
CSC
263
Caldwell Sutter Capital
California
$92.1K +$26.9K +1,648 +36%
UBP
264
Union Bancaire Privee
Switzerland
$91.6K -$349K -21,359 -77%
AF
265
Allworth Financial
California
$91.1K +$7.42K +454 +8%
II
266
Inspire Investing
Idaho
$86.5K -$402K -24,596 -81%
HNB
267
Huntington National Bank
Ohio
$85.4K
CCM
268
Chilton Capital Management
Texas
$81.2K
KCM
269
Key Capital Management
Tennessee
$79.4K -$48.5K -2,967 -36%
GWM
270
Geneos Wealth Management
Colorado
$73.5K -$24.5K -1,500 -23%
HI
271
Harbour Investments
Wisconsin
$72.6K +$34.4K +2,107 +75%
MCM
272
MAI Capital Management
Ohio
$65.5K -$9.61K -588 -12%
BC
273
Bayforest Capital
United Kingdom
$65.2K -$46.1K -2,824 -39%
AIS
274
Advocate Investing Services
Maryland
$62.6K
BTI
275
Blue Trust Inc
Georgia
$59.1K -$327 -20 -0.5%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.