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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CFP
201
Cascade Financial Partners
California
$226K
PM
202
Penbrook Management
New York
$222K +$4.79K +293 +2%
AFO
203
Allie Family Office
Florida
$222K
AAP
204
Arax Advisory Partners
Colorado
$219K +$49 +3 +0%
IF
205
Intrua Financial
Texas
$216K +$71.9K +4,398 +43%
UCFA
206
United Capital Financial Advisors
Texas
$214K +$13.6K +834 +6%
Squarepoint
207
Squarepoint
New York
$212K -$821K -50,240 -78%
MWM
208
Modern Wealth Management
Kansas
$210K +$10.1K +616 +4%
CRI
209
Colonial River Investments
Virginia
$210K -$4.66K -285 -2%
AAS
210
Annex Advisory Services
Wisconsin
$207K +$245 +15 +0.1%
KWM
211
KFG Wealth Management
Indiana
$206K +$227K +13,915 New
SHGA
212
Sand Hill Global Advisors
California
$204K
IA
213
Invested Advisors
Pennsylvania
$203K +$4.76K +291 +2%
PA
214
Parallel Advisors
California
$198K -$8.3K -508 -4%
ASN
215
Advisory Services Network
Georgia
$197K +$30.1K +1,840 +16%
WS
216
Wedbush Securities
California
$196K +$5.7K +349 +3%
BFA
217
Beaumont Financial Advisors
Massachusetts
$196K +$6.44K +394 +3%
KPWS
218
Kestra Private Wealth Services
Texas
$193K -$1.38M -84,701 -87%
CWIG
219
Chung Wu Investment Group
Texas
$192K
HWAM
220
Hennion & Walsh Asset Management
New Jersey
$191K +$211K +12,908 New
SS
221
Sunbelt Securities
Texas
$190K +$6.41K +392 +3%
FB
222
Fulton Bank
Pennsylvania
$189K
AWM
223
Avior Wealth Management
Nebraska
$189K +$209K +12,774 New
RFA
224
Register Financial Advisors
Georgia
$183K -$15.9K -971 -7%
Wealthfront Advisers
225
Wealthfront Advisers
California
$183K +$202K +12,374 New

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.