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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
KFGK
226
Keystone Financial Group (Kentucky)
Kentucky
$180K
SFC
227
Strategic Financial Concepts
Texas
$179K +$199K +12,150 New
AIM
228
Aigen Investment Management
New York
$179K +$198K +12,089 New
WCM
229
WealthBridge Capital Management
Ohio
$177K
CL
230
Choreo LLC
Illinois
$177K +$196K +11,994 New
GEM
231
Global Endowment Management
North Carolina
$177K -$131K -8,000 -40%
BAAM
232
Baker Avenue Asset Management
California
$176K
IAA
233
Independent Advisor Alliance
North Carolina
$174K +$192K +11,750 New
Universal-Beteiligungs- und Servicegesellschaft
234
Universal-Beteiligungs- und Servicegesellschaft
Germany
$171K
CG
235
Caprock Group
Idaho
$170K -$44.1K -2,700 -19%
SCA
236
Snowden Capital Advisors
New York
$169K
AIM
237
ARGA Investment Management
Connecticut
$166K
GSEP
238
Golden State Equity Partners
California
$164K +$182K +11,133 New
SFG
239
Sovereign Financial Group
Connecticut
$159K +$176K +10,755 New
WA
240
Wealth Architects
California
$159K +$175K +10,736 New
CCG
241
Catalina Capital Group
California
$158K +$175K +10,717 New
BC
242
Bridgefront Capital
Texas
$158K +$175K +10,706 New
SFA
243
Sequoia Financial Advisors
Ohio
$158K -$41.4K -2,534 -19%
PS
244
Principal Securities
Iowa
$156K -$2.86K -175 -2%
DTL
245
Dynamic Technology Lab
Singapore
$155K +$172K +10,528 New
BCM
246
Brookstone Capital Management
Illinois
$153K -$6.18K -378 -4%
SFG
247
SageGuard Financial Group
Tennessee
$152K -$6.47K -396 -4%
AIP
248
Avail Investment Partners
Pennsylvania
$152K +$169K +10,323 New
LBWM
249
Left Brain Wealth Management
Illinois
$151K -$4.67M -285,553 -97%
KWA
250
Kingswood Wealth Advisors
California
$148K +$164K +10,032 New

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.