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SageGuard Financial Group’s Hercules Capital HTGC Stock Holding History

SageGuard Financial Group’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		– Sell
-10,317
Closed -$163K – 226
2026
Q2 		$163K Buy
10,317
+8
+0.1% +$124 0.02% 209
2026
Q1 		$152K Sell
10,309
-396
-4% -$6.47K 0.02% 194
2025
Q4 		$201K Buy
+10,705
New +$193K 0.03% 173

Other funds holding HTGC

Sound Income Strategies
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $165B AUM 72.14% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
Tectonic Advisors
Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
Union Bancaire Privee
Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return

SageGuard Financial Group's HTGC Position: Q3 2026 in Review

SageGuard Financial Group sold out of Hercules Capital (HTGC) in Q3 2026, closing a stake of 10,317 shares — an estimated $163K sold.

SageGuard Financial Group first reported a position in HTGC in Q4 2025 and held it in 3 quarters. The position peaked at $201K in Q4 2025. 288 funds tracked by Wall St. Rank hold HTGC as of Q3 2026.

  • SageGuard Financial Group reported no remaining Hercules Capital position as of Q3 2026 after selling out during the quarter.
  • SageGuard Financial Group sold 10,317 Hercules Capital shares in Q3 2026, an estimated $163K.
  • SageGuard Financial Group first reported a position in Hercules Capital in Q4 2025 and held it in 3 quarters.
  • SageGuard Financial Group's Hercules Capital position peaked at $201K in Q4 2025.
  • 288 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2026.

Based on SageGuard Financial Group's 13F filing for Q3 2026, filed 12 Nov 2026.