Baker Avenue Asset Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$176K	Hold	11,896	–	–	﹤0.01%	734
2025 Q4	$224K	Buy	11,896 +881	+8%	+$15.9K	0.01%	585
2025 Q3	$208K	Sell	11,015 -162,493	-94%	-$3.11M	0.01%	578
2025 Q2	$3.17M	Buy	173,508 +7,610	+5%	+$135K	0.09%	153
2025 Q1	$3.19M	Buy	165,898 +3,048	+2%	+$61.5K	0.1%	152
2024 Q4	$3.27M	Buy	162,850 +3,182	+2%	+$62.1K	0.1%	142
2024 Q3	$3.14M	Buy	159,668 +4,978	+3%	+$98.1K	0.1%	140
2024 Q2	$3.16M	Sell	154,690 -4,134	-3%	-$79.5K	0.11%	135
2024 Q1	$2.93M	Sell	158,824 -9,030	-5%	-$160K	0.11%	134
2023 Q4	$2.8M	Buy	167,854 +12,168	+8%	+$193K	0.12%	130
2023 Q3	$2.56M	Buy	155,686 +13,599	+10%	+$223K	0.13%	127
2023 Q2	$2.1M	Buy	142,087 +12,760	+10%	+$175K	0.11%	131
2023 Q1	$1.67M	Buy	129,327 +70,123	+118%	+$980K	0.09%	141
2022 Q4	$783K	Buy	59,204 +15,480	+35%	+$210K	0.05%	189
2022 Q3	$506K	Sell	43,724 -42,651	-49%	-$609K	0.03%	233
2022 Q2	$1.17M	Buy	86,375 +22,877	+36%	+$357K	0.08%	142
2022 Q1	$1.15M	Buy	63,498 +10,136	+19%	+$178K	0.06%	156
2021 Q4	$885K	Buy	53,362 +7,363	+16%	+$125K	0.04%	176
2021 Q3	$764K	Buy	45,999 +35,749	+349%	+$608K	0.04%	159
2021 Q2	$174K	Hold	10,250	–	–	0.01%	234
2021 Q1	$164K	Hold	10,250	–	–	0.01%	234
2020 Q4	$147K	Buy	+10,250	New	+$130K	0.01%	234