Caprock Group’s Hercules Capital HTGC Stock Holding History

Caprock Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-11,515	Closed	-$170K	–	1282
2026 Q1	$170K	Sell	11,515 -2,700	-19%	-$44.1K	﹤0.01%	1061
2025 Q4	$268K	Hold	14,215	–	–	0.01%	1034
2025 Q3	$277K	Buy	+14,215	New	+$272K	0.01%	966
2025 Q1	$273K	Hold	14,200	–	–	0.01%	901
2024 Q4	$285K	Hold	14,200	–	–	0.01%	826
2024 Q3	$279K	Hold	14,200	–	–	0.01%	748
2024 Q2	$290K	Buy	14,200 +2,700	+23%	+$51.9K	0.01%	690
2024 Q1	$212K	Hold	11,500	–	–	0.01%	665
2023 Q4	$192K	Sell	11,500 -5,500	-32%	-$87K	0.01%	655
2023 Q3	$279K	Hold	17,000	–	–	0.02%	512
2023 Q2	$252K	Hold	17,000	–	–	0.02%	551
2023 Q1	$219K	Hold	17,000	–	–	0.02%	574
2022 Q4	$225K	Hold	17,000	–	–	0.02%	478
2022 Q3	$197K	Buy	17,000 +1,000	+6%	+$14.3K	0.02%	522
2022 Q2	$216K	Hold	16,000	–	–	0.02%	485
2022 Q1	$289K	Hold	16,000	–	–	0.03%	433
2021 Q4	$265K	Hold	16,000	–	–	0.02%	471
2021 Q3	$266K	Hold	16,000	–	–	0.02%	415
2021 Q2	$273K	Buy	+16,000	New	+$274K	0.02%	403

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Caprock Group's HTGC Position: Q2 2026 in Review

Caprock Group sold out of Hercules Capital (HTGC) in Q2 2026, closing a stake of 11,515 shares — an estimated $170K sold.

Caprock Group first reported a position in HTGC in Q2 2021 and held it in 19 quarters. The position peaked at $290K in Q2 2024. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Caprock Group reported no remaining Hercules Capital position as of Q2 2026 after selling out during the quarter.
Caprock Group sold 11,515 Hercules Capital shares in Q2 2026, an estimated $170K.
Caprock Group first reported a position in Hercules Capital in Q2 2021 and held it in 19 quarters.
Caprock Group's Hercules Capital position peaked at $290K in Q2 2024.
331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Caprock Group's 13F filing for Q2 2026, filed 27 Jul 2026.