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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PWP
176
Principle Wealth Partners
Connecticut
$328K +$46.6K +2,850 +15%
DWM
177
Diversify Wealth Management
Utah
$326K +$344K +21,032 New
DAS
178
Diversify Advisory Services
Utah
$324K -$17.7K -1,086 -5%
PPW
179
Pasadena Private Wealth
California
$322K -$36K -2,200 -9%
BCI
180
Brinker Capital Investments
Pennsylvania
$319K +$352K +21,567 New
FFA
181
Founders Financial Alliance
North Carolina
$319K +$352K +21,567 New
SWP
182
Stratos Wealth Partners
Ohio
$312K +$106K +6,498 +44%
PCIA
183
Prime Capital Investment Advisors
Kansas
$305K -$74.9K -4,584 -18%
KFA
184
Kelleher Financial Advisors
New York
$301K +$1.96K +120 +0.6%
MPCA
185
Madison Park Capital Advisors
Washington
$295K
Mackenzie Financial
186
Mackenzie Financial
Ontario, Canada
$294K +$134K +8,175 +70%
FNT
187
First National Trust
Pennsylvania
$290K
RWB
188
RMR Wealth Builders
New Jersey
$289K -$11.1K -680 -3%
VF
189
Virtu Financial
New York
$286K +$317K +19,387 New
Pathstone Holdings
190
Pathstone Holdings
New Jersey
$281K +$245 +15 +0.1%
SFS
191
Sowell Financial Services
Arkansas
$279K -$13.6K -832 -4%
CWM
192
Cornerstone Wealth Management
Missouri
$275K -$39.5K -2,418 -11%
CF
193
Cantor Fitzgerald
New York
$266K +$294K +18,000 New
FFA
194
Farther Finance Advisors
California
$264K +$79.6K +4,870 +37%
CA
195
Calton & Associates
Florida
$250K +$107K +6,550 +63%
NA
196
NewEdge Advisors
Louisiana
$240K +$247K +15,127 +1,336%
IA
197
Inspire Advisors
Idaho
$238K -$26.3K -1,612 -9%
IWC
198
Integrated Wealth Concepts
Massachusetts
$237K +$262K +16,059 New
GVAG
199
Great Valley Advisor Group
Delaware
$231K +$255K +15,592 New
HWM
200
HB Wealth Management
Georgia
$226K -$3.1K -190 -1%

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.