Calton & Associates’s Hercules Capital HTGC Stock Holding History

Calton & Associates’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-16,929	Closed	-$250K	–	443
2026 Q1	$250K	Buy	16,929 +6,550	+63%	+$107K	0.04%	360
2025 Q4	$195K	Buy	+10,379	New	+$187K	0.03%	430
2020 Q2	–	Sell	-18,608	Closed	-$142K	–	341
2020 Q1	$142K	Buy	+18,608	New	+$243K	0.04%	282
2019 Q4	–	Sell	-13,844	Closed	-$185K	–	367
2019 Q3	$185K	Buy	+13,844	New	+$181K	0.04%	324
2018 Q1	–	Sell	-951	Closed	-$12K	–	755
2017 Q4	$12K	Buy	+951	New	+$12.4K	﹤0.01%	1019

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Calton & Associates's HTGC Position: Q2 2026 in Review

Calton & Associates sold out of Hercules Capital (HTGC) in Q2 2026, closing a stake of 16,929 shares — an estimated $250K sold.

Calton & Associates first reported a position in HTGC in Q4 2017 and held it in 5 quarters. The position peaked at $250K in Q1 2026. 332 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Calton & Associates reported no remaining Hercules Capital position as of Q2 2026 after selling out during the quarter.
Calton & Associates sold 16,929 Hercules Capital shares in Q2 2026, an estimated $250K.
Calton & Associates first reported a position in Hercules Capital in Q4 2017 and held it in 5 quarters.
Calton & Associates's Hercules Capital position peaked at $250K in Q1 2026.
332 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Calton & Associates's 13F filing for Q2 2026, filed 10 Aug 2026.