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Hercules Capital

349 hedge funds and large institutions have $744M invested in Hercules Capital in 2026 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 130 increasing their positions, 104 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 104

6% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 50

0% less ownership

Funds ownership: 27.46%27.46% (-0%)

1% less funds holding

Funds holding: 353349 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

27% less capital invested

Capital invested by funds: $1.02B → $744M (-$276M)

67% less call options, than puts

Call options by funds: $11.7M | Put options by funds: $34.9M

Holders
349
Holders Change
-4
Holders Change %
-1.13%
% of All Funds
4.29%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.05%
New
53
Increased
130
Reduced
104
Closed
50
Calls
$11.7M
Puts
$34.9M
Net Calls
-$23.2M
Net Calls Change
-$33.5M
Name Holding Trade Value Shares
Change
Change in
Stake
MCM
151
Monument Capital Management
Virginia
$456K -$1.42K -87 -0.3%
FRM
152
Fox Run Management
Connecticut
$454K +$125K +7,632 +31%
FFWM
153
Future Financial Wealth Management
Ohio
$442K -$32.7K -2,000 -7%
CEFA
154
Closed-End Fund Advisors
Virginia
$441K +$255K +15,634 +110%
BWM
155
BigSur Wealth Management
Florida
$436K
FNBOMD
156
First National Bank of Mount Dora
Florida
$432K
Truist Financial
157
Truist Financial
North Carolina
$432K -$21.4K -1,309 -4%
MF
158
Magnetar Financial
Illinois
$427K -$566K -34,651 -55%
OC
159
Oppenheimer & Co
New York
$426K +$68K +4,160 +17%
BWP
160
Balboa Wealth Partners
Arizona
$421K -$41.5K -2,540 -8%
CAPTRUST Financial Advisors
161
CAPTRUST Financial Advisors
North Carolina
$413K +$18.3K +1,121 +4%
ET
162
Entropy Technologies
New York
$405K +$448K +27,414 New
CAU
163
Caxton Associates (UK)
$405K
ECM
164
Evergreen Capital Management
Washington
$377K +$213K +13,019 +104%
AI
165
Atom Investors
Texas
$368K +$407K +24,882 New
ECM
166
ExodusPoint Capital Management
New York
$365K -$372K -22,744 -48%
T. Rowe Price Associates
167
T. Rowe Price Associates
Maryland
$360K -$268K -16,411 -40%
SGI
168
Summit Global Investments
Utah
$357K
CWP
169
Core Wealth Partners
California
$357K
IRP
170
Investment Research Partners
Pennsylvania
$356K +$29.2K +1,788 +8%
ATC
171
Adirondack Trust Company
New York
$354K +$392K +24,000 New
CIA
172
Concurrent Investment Advisors
Florida
$352K -$9.38K -574 -2%
MML Investors Services
173
MML Investors Services
Massachusetts
$351K -$54.6K -3,344 -12%
AI
174
Accredited Investors
Minnesota
$340K
IA
175
IFC Advisors
California
$336K +$371K +22,721 New

HTGC Hedge Fund Activity: Q1 2026 in Review

349 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2026, worth a combined $744M — down 27% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new HTGC positions and 50 closed out — a net gain of 3 holders — while 130 added to existing stakes and 104 trimmed.

The largest buyer was UBS Group, adding an estimated $13.4M. The largest seller was Point72 Asset Management, exiting entirely with an estimated $10.5M sold.

  • 349 institutional investors held Hercules Capital (HTGC) as of Q1 2026, down from 353 in Q4 2025.
  • Funds reported $744M of Hercules Capital stock for Q1 2026, down 27% quarter-over-quarter.
  • 53 funds opened new Hercules Capital positions in Q1 2026 and 50 closed out, a net change of +3 holders.
  • The largest Hercules Capital buyer in Q1 2026 was UBS Group, an estimated $13.4M added.
  • The largest Hercules Capital seller in Q1 2026 was Point72 Asset Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2026.