Kelleher Financial Advisors
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Kelleher Financial Advisors’s Hercules Capital HTGC Stock Holding History

Kelleher Financial Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$416K Sell
24,743
-18,081
-42% -$304K 0.11% 102
2026
Q2 		$675K Buy
42,824
+22,437
+110% +$349K 0.1% 139
2026
Q1 		$301K Buy
20,387
+120
+0.6% +$1.96K 0.08% 164
2025
Q4 		$381K Buy
+20,267
New +$366K 0.09% 143
2025
Q3 		– Sell
-12,864
Closed -$235K – 652
2025
Q2 		$235K Buy
12,864
+14
+0.1% +$248 0.08% 123
2025
Q1 		$247K Buy
12,850
+1,905
+17% +$38.5K 0.1% 108
2024
Q4 		$220K Hold
10,945
– – 0.08% 107
2024
Q3 		$215K Sell
10,945
-1,285
-11% -$25.3K 0.08% 108
2024
Q2 		$250K Hold
12,230
– – 0.1% 97
2024
Q1 		$226K Sell
12,230
-2,430
-17% -$43.1K 0.09% 109
2023
Q4 		$244K Buy
+14,660
New +$232K 0.11% 89

Other funds holding HTGC

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UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Tectonic Advisors
Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
Union Bancaire Privee
Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return
Advisors Capital Management
Advisors Capital Management Ridgewood, New Jersey $9.8B AUM 19.58% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Kelleher Financial Advisors's HTGC Position: Q3 2026 in Review

Kelleher Financial Advisors reduced its Hercules Capital (HTGC) stake by 42% in Q3 2026, selling an estimated $304K and leaving 24,743 shares worth $416K. The position accounts for 0.11% of the portfolio, ranked #102.

Kelleher Financial Advisors first reported a position in HTGC in Q4 2023 and has held it in 11 quarters since. The position peaked at $675K in Q2 2026. 245 funds tracked by Wall St. Rank hold HTGC as of Q3 2026.

  • Kelleher Financial Advisors held 24,743 shares of Hercules Capital worth $416K as of Q3 2026.
  • Kelleher Financial Advisors sold 18,081 Hercules Capital shares in Q3 2026, an estimated $304K.
  • Hercules Capital made up 0.11% of Kelleher Financial Advisors's portfolio in Q3 2026, its #102 holding.
  • Kelleher Financial Advisors first reported a position in Hercules Capital in Q4 2023 and has held it in 11 quarters since.
  • Kelleher Financial Advisors's Hercules Capital position peaked at $675K in Q2 2026.
  • 245 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2026.

Based on Kelleher Financial Advisors's 13F filing for Q3 2026, filed 30 Oct 2026.