Penbrook Management
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Penbrook Management’s Hercules Capital HTGC Stock Holding History

Penbrook Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$501K Buy
29,786
+399
+1% +$6.7K 0.3% 67
2026
Q2 		$463K Buy
29,387
+14,327
+95% +$223K 0.3% 69
2026
Q1 		$222K Buy
15,060
+293
+2% +$4.79K 0.17% 81
2025
Q4 		$278K Sell
14,767
-8
-0.1% -$144 0.19% 76
2025
Q3 		$279K Buy
14,775
+212
+1% +$4.06K 0.2% 76
2025
Q2 		$266K Sell
14,563
-10,419
-42% -$185K 0.2% 78
2025
Q1 		$480K Buy
24,982
+380
+2% +$7.67K 0.36% 59
2024
Q4 		$494K Buy
24,602
+408
+2% +$7.96K 0.34% 64
2024
Q3 		$475K Buy
24,194
+405
+2% +$7.98K 0.31% 65
2024
Q2 		$486K Buy
23,789
+93
+0.4% +$1.79K 0.3% 65
2024
Q1 		$437K Sell
23,696
-208
-0.9% -$3.69K 0.27% 73
2023
Q4 		$398K Buy
23,904
+4,706
+25% +$74.4K 0.27% 73
2023
Q3 		$315K Buy
19,198
+650
+4% +$10.6K 0.23% 80
2023
Q2 		$275K Buy
18,548
+511
+3% +$7.01K 0.2% 85
2023
Q1 		$232K Buy
+18,037
New +$252K 0.18% 82

Other funds holding HTGC

Sound Income Strategies
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Gilman Hill Asset Management
Gilman Hill Asset Management New Canaan, Connecticut $718M AUM 15.3% 1-Year Est. Return
Border to Coast Pensions Partnership
Border to Coast Pensions Partnership Leeds, United Kingdom $7.27B AUM 24.98% 1-Year Est. Return
Confluence Investment Management
Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return
Independent Financial Group
Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return
Triad Investment Management
Triad Investment Management Newport Beach, California $75.4M AUM 4% 1-Year Est. Return
Prevail Innovative Wealth Advisors
Prevail Innovative Wealth Advisors Leawood, Kansas $776M AUM 12.78% 1-Year Est. Return
ECP
Elemental Capital Partners San Francisco, California $415M AUM 149.08% 1-Year Est. Return
Legacy Capital Wealth Partners
Legacy Capital Wealth Partners Little Rock, Arkansas $481M AUM 19.97% 1-Year Est. Return

Penbrook Management's HTGC Position: Q3 2026 in Review

Penbrook Management increased its Hercules Capital (HTGC) stake by 1.4% in Q3 2026, buying an estimated $6.7K and bringing the position to 29,786 shares worth $501K. The position accounts for 0.3% of the portfolio, ranked #67.

Penbrook Management first reported a position in HTGC in Q1 2023 and has held it in 15 quarters since. 65 funds tracked by Wall St. Rank hold HTGC as of Q3 2026.

  • Penbrook Management held 29,786 shares of Hercules Capital worth $501K as of Q3 2026.
  • Penbrook Management bought 399 Hercules Capital shares in Q3 2026, an estimated $6.7K.
  • Hercules Capital made up 0.3% of Penbrook Management's portfolio in Q3 2026, its #67 holding.
  • Penbrook Management first reported a position in Hercules Capital in Q1 2023 and has held it in 15 quarters since.
  • 65 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2026.

Based on Penbrook Management's 13F filing for Q3 2026, filed 16 Oct 2026.