Kestra Private Wealth Services’s Hercules Capital HTGC Stock Holding History

Kestra Private Wealth Services’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$193K	Sell	13,034 -84,701	-87%	-$1.38M	﹤0.01%	1648
2025 Q4	$1.84M	Sell	97,735 -3,809	-4%	-$68.7K	0.02%	570
2025 Q3	$1.92M	Sell	101,544 -2,288	-2%	-$43.9K	0.03%	533
2025 Q2	$1.9M	Buy	103,832 +12,956	+14%	+$229K	0.03%	515
2025 Q1	$1.75M	Buy	90,876 +7,940	+10%	+$160K	0.03%	492
2024 Q4	$1.67M	Buy	82,936 +6,082	+8%	+$119K	0.03%	481
2024 Q3	$1.51M	Buy	76,854 +60,449	+368%	+$1.19M	0.03%	493
2024 Q2	$335K	Buy	+16,405	New	+$316K	0.01%	996
2022 Q2	–	Sell	-11,048	Closed	-$200K	–	962
2022 Q1	$200K	Hold	11,048	–	–	0.01%	891
2021 Q4	$183K	Buy	+11,048	New	+$187K	0.01%	923

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Kestra Private Wealth Services's HTGC Position: Q1 2026 in Review

Kestra Private Wealth Services reduced its Hercules Capital (HTGC) stake by 87% in Q1 2026, selling an estimated $1.38M and leaving 13,034 shares worth $193K. The position accounts for ﹤0.01% of the portfolio, ranked #1648.

Kestra Private Wealth Services first reported a position in HTGC in Q4 2021 and has held it in 10 quarters since. The position peaked at $1.92M in Q3 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

Kestra Private Wealth Services held 13,034 shares of Hercules Capital worth $193K as of Q1 2026.
Kestra Private Wealth Services sold 84,701 Hercules Capital shares in Q1 2026, an estimated $1.38M.
Hercules Capital made up ﹤0.01% of Kestra Private Wealth Services's portfolio in Q1 2026, its #1648 holding.
Kestra Private Wealth Services first reported a position in Hercules Capital in Q4 2021 and has held it in 10 quarters since.
Kestra Private Wealth Services's Hercules Capital position peaked at $1.92M in Q3 2025.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Kestra Private Wealth Services's 13F filing for Q1 2026, filed 20 Apr 2026.