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Caldwell Sutter Capital’s Hercules Capital HTGC Stock Holding History

Caldwell Sutter Capital’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$142K Buy
9,009
+2,775
+45% +$43.2K 0.05% 264
2026
Q1 		$92.1K Buy
6,234
+1,648
+36% +$26.9K 0.04% 308
2025
Q4 		$86.3K Buy
4,586
+445
+11% +$8.03K 0.04% 298
2025
Q3 		$78.3K Buy
4,141
+105
+3% +$2.01K 0.03% 310
2025
Q2 		$73.8K Buy
4,036
+40
+1% +$709 0.03% 311
2025
Q1 		$76.8K Buy
3,996
+20
+0.5% +$404 0.04% 306
2024
Q4 		$79.9K Sell
3,976
-40
-1% -$781 0.04% 300
2024
Q3 		$78.9K Sell
4,016
-200
-5% -$3.94K 0.04% 304
2024
Q2 		$86.2K Sell
4,216
-100
-2% -$1.92K 0.04% 289
2024
Q1 		$79.6K Sell
4,316
-204
-5% -$3.62K 0.04% 299
2023
Q4 		$75.3K Buy
4,520
+2,581
+133% +$40.8K 0.04% 299
2023
Q3 		$31.8K Hold
1,939
– – 0.02% 378
2023
Q2 		$28.7K Buy
1,939
+1,789
+1,193% +$24.5K 0.02% 393
2023
Q1 		$1.93K Buy
+150
New +$2.1K ﹤0.01% 497

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Caldwell Sutter Capital's HTGC Position: Q2 2026 in Review

Caldwell Sutter Capital increased its Hercules Capital (HTGC) stake by 45% in Q2 2026, buying an estimated $43.2K and bringing the position to 9,009 shares worth $142K. The position accounts for 0.05% of the portfolio, ranked #264.

Caldwell Sutter Capital first reported a position in HTGC in Q1 2023 and has held it in 14 quarters since. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • Caldwell Sutter Capital held 9,009 shares of Hercules Capital worth $142K as of Q2 2026.
  • Caldwell Sutter Capital bought 2,775 Hercules Capital shares in Q2 2026, an estimated $43.2K.
  • Hercules Capital made up 0.05% of Caldwell Sutter Capital's portfolio in Q2 2026, its #264 holding.
  • Caldwell Sutter Capital first reported a position in Hercules Capital in Q1 2023 and has held it in 14 quarters since.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Caldwell Sutter Capital's 13F filing for Q2 2026, filed 5 Aug 2026.