Brown, Lisle/Cummings’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$56.3K	Hold	3,811	–	–	0.01%	342
2025 Q4	$71.7K	Hold	3,811	–	–	0.02%	309
2025 Q3	$72.1K	Hold	3,811	–	–	0.02%	308
2025 Q2	$69.7K	Hold	3,811	–	–	0.02%	301
2025 Q1	$73.2K	Hold	3,811	–	–	0.02%	300
2024 Q4	$76.6K	Hold	3,811	–	–	0.02%	292
2024 Q3	$74.8K	Hold	3,811	–	–	0.02%	285
2024 Q2	$77.9K	Hold	3,811	–	–	0.03%	274
2024 Q1	$70.3K	Hold	3,811	–	–	0.02%	267
2023 Q4	$63.5K	Buy	+3,811	New	+$60.3K	0.02%	267
2023 Q1	–	Sell	-5,300	Closed	-$70.1K	–	537
2022 Q4	$70.1K	Hold	5,300	–	–	0.04%	243
2022 Q3	$61.4K	Hold	5,300	–	–	0.04%	239
2022 Q2	$71.5K	Hold	5,300	–	–	0.04%	230
2022 Q1	$95.8K	Buy	5,300 +600	+13%	+$10.5K	0.05%	212
2021 Q4	$78K	Buy	+4,700	New	+$79.7K	0.04%	228