Brown, Lisle/Cummings’s Hercules Capital HTGC Stock Holding History

Brown, Lisle/Cummings’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$56.3K	Hold	3,811	–	–	0.01%	342
2025 Q4	$71.7K	Hold	3,811	–	–	0.02%	309
2025 Q3	$72.1K	Hold	3,811	–	–	0.02%	308
2025 Q2	$69.7K	Hold	3,811	–	–	0.02%	301
2025 Q1	$73.2K	Hold	3,811	–	–	0.02%	300
2024 Q4	$76.6K	Hold	3,811	–	–	0.02%	292
2024 Q3	$74.8K	Hold	3,811	–	–	0.02%	285
2024 Q2	$77.9K	Hold	3,811	–	–	0.03%	274
2024 Q1	$70.3K	Hold	3,811	–	–	0.02%	267
2023 Q4	$63.5K	Buy	+3,811	New	+$60.3K	0.02%	267
2023 Q1	–	Sell	-5,300	Closed	-$70.1K	–	537
2022 Q4	$70.1K	Hold	5,300	–	–	0.04%	243
2022 Q3	$61.4K	Hold	5,300	–	–	0.04%	239
2022 Q2	$71.5K	Hold	5,300	–	–	0.04%	230
2022 Q1	$95.8K	Buy	5,300 +600	+13%	+$10.5K	0.05%	212
2021 Q4	$78K	Buy	+4,700	New	+$79.7K	0.04%	228

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Brown, Lisle/Cummings's HTGC Position: Q1 2026 in Review

Brown, Lisle/Cummings held its Hercules Capital (HTGC) position steady in Q1 2026 at 3,811 shares worth $56.3K. The position accounts for 0.01% of the portfolio, ranked #342.

Brown, Lisle/Cummings first reported a position in HTGC in Q4 2021 and has held it in 15 quarters since. The position peaked at $95.8K in Q1 2022. 350 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

Brown, Lisle/Cummings held 3,811 shares of Hercules Capital worth $56.3K as of Q1 2026.
Brown, Lisle/Cummings left its Hercules Capital share count unchanged in Q1 2026.
Hercules Capital made up 0.01% of Brown, Lisle/Cummings's portfolio in Q1 2026, its #342 holding.
Brown, Lisle/Cummings first reported a position in Hercules Capital in Q4 2021 and has held it in 15 quarters since.
Brown, Lisle/Cummings's Hercules Capital position peaked at $95.8K in Q1 2022.
350 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Brown, Lisle/Cummings's 13F filing for Q1 2026, filed 20 Apr 2026.