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LM Advisors’s Hercules Capital HTGC Stock Holding History

LM Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-205
Closed -$10.9K – 219
2025
Q4 		$10.9K Sell
205
-10,695
-98% -$193K 0.2% 89
2025
Q3 		$206K Buy
+10,900
New +$209K 0.03% 205
2025
Q2 		– Sell
-10,900
Closed -$209K – 212
2025
Q1 		$209K Hold
10,900
– – 0.04% 208
2024
Q4 		$219K Hold
10,900
– – 0.04% 183
2024
Q3 		$214K Hold
10,900
– – 0.04% 167
2024
Q2 		$223K Sell
10,900
-1,000
-8% -$19.2K ﹤0.01% 175
2024
Q1 		$220K Hold
11,900
– – 0.03% 200
2023
Q4 		$198K Buy
+11,900
New +$188K 0.04% 198

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LM Advisors's HTGC Position: Q1 2026 in Review

LM Advisors sold out of Hercules Capital (HTGC) in Q1 2026, closing a stake of 205 shares — an estimated $10.9K sold.

LM Advisors first reported a position in HTGC in Q4 2023 and held it in 8 quarters. The position peaked at $223K in Q2 2024. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • LM Advisors reported no remaining Hercules Capital position as of Q1 2026 after selling out during the quarter.
  • LM Advisors sold 205 Hercules Capital shares in Q1 2026, an estimated $10.9K.
  • LM Advisors first reported a position in Hercules Capital in Q4 2023 and held it in 8 quarters.
  • LM Advisors's Hercules Capital position peaked at $223K in Q2 2024.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on LM Advisors's 13F filing for Q1 2026, filed 14 May 2026.