AWM
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AE Wealth Management’s Hercules Capital HTGC Stock Holding History

AE Wealth Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.13M Buy
135,293
+34,600
+34% +$538K 0.01% 638
2026
Q1 		$1.49M Buy
100,693
+47,158
+88% +$771K 0.01% 732
2025
Q4 		$1.01M Buy
53,535
+24,569
+85% +$443K 0.01% 797
2025
Q3 		$548K Buy
28,966
+553
+2% +$10.6K ﹤0.01% 938
2025
Q2 		$519K Buy
28,413
+2,305
+9% +$40.8K ﹤0.01% 908
2025
Q1 		$502K Sell
26,108
-816
-3% -$16.5K ﹤0.01% 923
2024
Q4 		$541K Buy
26,924
+2,608
+11% +$50.9K ﹤0.01% 882
2024
Q3 		$478K Sell
24,316
-6,077
-20% -$120K ﹤0.01% 898
2024
Q2 		$622K Buy
30,393
+4,825
+19% +$92.8K 0.01% 825
2024
Q1 		$472K Sell
25,568
-19,304
-43% -$343K 0.01% 837
2023
Q4 		$788K Buy
44,872
+6,291
+16% +$99.5K ﹤0.01% 1245
2023
Q3 		$633K Buy
38,581
+2,233
+6% +$36.6K ﹤0.01% 1270
2023
Q2 		$538K Sell
36,348
-38,832
-52% -$533K ﹤0.01% 1354
2023
Q1 		$969K Sell
75,180
-65,428
-47% -$914K 0.01% 1063
2022
Q4 		$1.86M Buy
140,608
+79,723
+131% +$1.08M 0.01% 778
2022
Q3 		$705K Sell
60,885
-10,063
-14% -$144K 0.01% 1080
2022
Q2 		$957K Sell
70,948
-3,834
-5% -$59.9K 0.01% 903
2022
Q1 		$1.35M Sell
74,782
-938
-1% -$16.5K 0.01% 824
2021
Q4 		$1.26M Sell
75,720
-36
-0% -$610 0.01% 851
2021
Q3 		$1.26M Sell
75,756
-1,190
-2% -$20.2K 0.01% 800
2021
Q2 		$1.31M Buy
76,946
+60,118
+357% +$1.03M 0.01% 749
2021
Q1 		$270K Sell
16,828
-1,770
-10% -$27.4K ﹤0.01% 1297
2020
Q4 		$268K Buy
18,598
+1,097
+6% +$14K ﹤0.01% 1183
2020
Q3 		$202K Sell
17,501
-5,437
-24% -$60.5K ﹤0.01% 1179
2020
Q2 		$240K Buy
+22,938
New +$233K ﹤0.01% 1105

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

AE Wealth Management's HTGC Position: Q2 2026 in Review

AE Wealth Management increased its Hercules Capital (HTGC) stake by 34% in Q2 2026, buying an estimated $538K and bringing the position to 135,293 shares worth $2.13M. The position accounts for 0.01% of the portfolio, ranked #638.

AE Wealth Management first reported a position in HTGC in Q2 2020 and has held it in 25 quarters since. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • AE Wealth Management held 135,293 shares of Hercules Capital worth $2.13M as of Q2 2026.
  • AE Wealth Management bought 34,600 Hercules Capital shares in Q2 2026, an estimated $538K.
  • Hercules Capital made up 0.01% of AE Wealth Management's portfolio in Q2 2026, its #638 holding.
  • AE Wealth Management first reported a position in Hercules Capital in Q2 2020 and has held it in 25 quarters since.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.