DnB Asset Management’s Hercules Capital HTGC Stock Holding History

DnB Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$883K	Sell	59,801 -48,121	-45%	-$786K	﹤0.01%	656
2025 Q4	$2.03M	Sell	107,922 -6,270	-5%	-$113K	0.01%	598
2025 Q3	$2.16M	Hold	114,192	–	–	0.01%	573
2025 Q2	$2.09M	Hold	114,192	–	–	0.01%	560
2025 Q1	$2.19M	Sell	114,192 -39,773	-26%	-$803K	0.01%	552
2024 Q4	$3.09M	Buy	153,965 +13,859	+10%	+$270K	0.01%	493
2024 Q3	$2.75M	Buy	140,106 +4,850	+4%	+$95.5K	0.01%	518
2024 Q2	$2.77M	Buy	135,256 +19,626	+17%	+$378K	0.01%	475
2024 Q1	$2.13M	Buy	115,630 +10,345	+10%	+$184K	0.01%	517
2023 Q4	$1.76M	Hold	105,285	–	–	0.01%	565
2023 Q3	$1.73M	Hold	105,285	–	–	0.01%	567
2023 Q2	$1.56M	Hold	105,285	–	–	0.01%	574
2023 Q1	$1.36M	Hold	105,285	–	–	0.01%	589
2022 Q4	$1.39M	Hold	105,285	–	–	0.01%	558
2022 Q3	$1.22M	Buy	105,285 +523	+0.5%	+$7.46K	0.01%	571
2022 Q2	$1.41M	Sell	104,762 -10,501	-9%	-$164K	0.01%	566
2022 Q1	$2.08M	Sell	115,263 -11,053	-9%	-$194K	0.01%	543
2021 Q4	$2.1M	Hold	126,316	–	–	0.01%	554
2021 Q3	$2.1M	Buy	126,316 +14,111	+13%	+$240K	0.01%	528
2021 Q2	$1.91M	Buy	112,205 +47,790	+74%	+$818K	0.01%	548
2021 Q1	$1.03M	Hold	64,415	–	–	0.01%	594
2020 Q4	$929K	Hold	64,415	–	–	0.01%	576
2020 Q3	$745K	Hold	64,415	–	–	0.01%	557
2020 Q2	$674K	Hold	64,415	–	–	0.01%	560
2020 Q1	$492K	Sell	64,415 -4,418	-6%	-$57.7K	0.01%	567
2019 Q4	$965K	Hold	68,833	–	–	0.01%	582
2019 Q3	$920K	Buy	68,833 +2,094	+3%	+$27.3K	0.01%	558
2019 Q2	$856K	Hold	66,739	–	–	0.01%	560
2019 Q1	$845K	Hold	66,739	–	–	0.01%	555
2018 Q4	$737K	Sell	66,739 -1,400	-2%	-$17.1K	0.01%	558
2018 Q3	$897K	Sell	68,139 -2,800	-4%	-$37.4K	0.01%	547
2018 Q2	$897K	Buy	70,939 +8,900	+14%	+$110K	0.01%	551
2018 Q1	$751K	Sell	62,039 -6,100	-9%	-$76.5K	0.01%	551
2017 Q4	$894K	Hold	68,139	–	–	0.01%	519
2017 Q3	$879K	Hold	68,139	–	–	0.01%	500
2017 Q2	$902K	Buy	68,139 +6,500	+11%	+$90.3K	0.01%	474
2017 Q1	$933K	Buy	61,639 +11,800	+24%	+$173K	0.01%	468
2016 Q4	$704K	Hold	49,839	–	–	0.01%	468
2016 Q3	$676K	Buy	49,839 +900	+2%	+$12K	0.01%	443
2016 Q2	$607K	Sell	48,939 -300	-0.6%	-$3.65K	0.01%	441
2016 Q1	$591K	Sell	49,239 -1,300	-3%	-$14.4K	0.01%	443
2015 Q4	$616K	Buy	50,539 +8,800	+21%	+$99K	0.01%	380
2015 Q3	$422K	Buy	41,739 +1,700	+4%	+$19.3K	0.01%	417
2015 Q2	$463K	Sell	40,039 -1,700	-4%	-$22.1K	0.01%	414
2015 Q1	$563K	Sell	41,739 -3,100	-7%	-$45.4K	0.01%	413
2014 Q4	$667K	Buy	44,839 +3,300	+8%	+$49.8K	0.02%	396
2014 Q3	$601K	Buy	41,539 +6,300	+18%	+$99.7K	0.01%	396
2014 Q2	$569K	Buy	+35,239	New	+$516K	0.01%	401
2013 Q4	$566K	Buy	34,539 +2,500	+8%	+$40.3K	0.01%	329
2013 Q3	$489K	Buy	32,039 +100	+0.3%	+$1.45K	0.01%	348
2013 Q2	$446K	Buy	+31,939	New	+$416K	0.01%	344

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DnB Asset Management's HTGC Position: Q1 2026 in Review

DnB Asset Management reduced its Hercules Capital (HTGC) stake by 45% in Q1 2026, selling an estimated $786K and leaving 59,801 shares worth $883K. The position accounts for ﹤0.01% of the portfolio, ranked #656.

DnB Asset Management first reported a position in HTGC in Q2 2013 and has held it in 51 quarters since. The position peaked at $3.09M in Q4 2024. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

DnB Asset Management held 59,801 shares of Hercules Capital worth $883K as of Q1 2026.
DnB Asset Management sold 48,121 Hercules Capital shares in Q1 2026, an estimated $786K.
Hercules Capital made up ﹤0.01% of DnB Asset Management's portfolio in Q1 2026, its #656 holding.
DnB Asset Management first reported a position in Hercules Capital in Q2 2013 and has held it in 51 quarters since.
DnB Asset Management's Hercules Capital position peaked at $3.09M in Q4 2024.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on DnB Asset Management's 13F filing for Q1 2026, filed 14 May 2026.