Golden State Wealth Management’s Hercules Capital HTGC Stock Holding History

Golden State Wealth Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$421K	Sell	26,713 -28,526	-52%	-$444K	0.04%	310
2026 Q1	$816K	Sell	55,239 -8,417	-13%	-$138K	0.09%	182
2025 Q4	$1.2M	Sell	63,656 -921	-1%	-$16.6K	0.13%	138
2025 Q3	$1.22M	Sell	64,577 -10,961	-15%	-$210K	0.13%	127
2025 Q2	$1.38M	Sell	75,538 -27,948	-27%	-$495K	0.17%	109
2025 Q1	$1.99M	Sell	103,486 -12,172	-11%	-$246K	0.3%	69
2024 Q4	$2.32M	Buy	+115,658	New	+$2.26M	0.35%	62
2022 Q1	$963K	Buy	53,282 +4,492	+9%	+$78.9K	0.19%	108
2021 Q4	$809K	Buy	48,790 +19,704	+68%	+$334K	0.14%	154
2021 Q3	$483K	Buy	+29,086	New	+$495K	0.11%	168

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Golden State Wealth Management's HTGC Position: Q2 2026 in Review

Golden State Wealth Management reduced its Hercules Capital (HTGC) stake by 52% in Q2 2026, selling an estimated $444K and leaving 26,713 shares worth $421K. The position accounts for 0.04% of the portfolio, ranked #310.

Golden State Wealth Management first reported a position in HTGC in Q3 2021 and has held it in 10 quarters since. The position peaked at $2.32M in Q4 2024. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Golden State Wealth Management held 26,713 shares of Hercules Capital worth $421K as of Q2 2026.
Golden State Wealth Management sold 28,526 Hercules Capital shares in Q2 2026, an estimated $444K.
Hercules Capital made up 0.04% of Golden State Wealth Management's portfolio in Q2 2026, its #310 holding.
Golden State Wealth Management first reported a position in Hercules Capital in Q3 2021 and has held it in 10 quarters since.
Golden State Wealth Management's Hercules Capital position peaked at $2.32M in Q4 2024.
331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Golden State Wealth Management's 13F filing for Q2 2026, filed 22 Jul 2026.