Cetera Investment Advisers
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Cetera Investment Advisers’s Hercules Capital HTGC Stock Holding History

Cetera Investment Advisers’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.79M Buy
256,621
+41,585
+19% +$680K ﹤0.01% 1712
2025
Q4 		$4.05M Buy
215,036
+3,694
+2% +$66.6K ﹤0.01% 1610
2025
Q3 		$4M Buy
211,342
+18,519
+10% +$355K ﹤0.01% 1599
2025
Q2 		$3.52M Buy
192,823
+1,726
+0.9% +$30.6K 0.01% 1437
2025
Q1 		$3.67M Buy
191,097
+38,524
+25% +$778K 0.01% 1312
2024
Q4 		$3.07M Buy
152,573
+20,417
+15% +$398K 0.01% 1347
2024
Q3 		$2.6M Sell
132,156
-384
-0.3% -$7.56K 0.01% 1425
2024
Q2 		$2.71M Buy
132,540
+5,751
+5% +$111K 0.01% 1357
2024
Q1 		$2.34M Buy
126,789
+79,947
+171% +$1.42M 0.01% 1435
2023
Q4 		$781K Sell
46,842
-12,647
-21% -$200K 0.01% 1244
2023
Q3 		$977K Buy
59,489
+3,843
+7% +$62.9K 0.01% 1055
2023
Q2 		$824K Buy
55,646
+216
+0.4% +$2.96K 0.01% 1144
2023
Q1 		$714K Buy
55,430
+8,498
+18% +$119K 0.01% 1219
2022
Q4 		$620K Buy
46,932
+4,496
+11% +$61.1K 0.01% 1257
2022
Q3 		$491K Buy
42,436
+8,089
+24% +$115K 0.01% 991
2022
Q2 		$463K Buy
+34,347
New +$537K 0.01% 1141

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Investment Advisers's HTGC Position: Q1 2026 in Review

Cetera Investment Advisers increased its Hercules Capital (HTGC) stake by 19% in Q1 2026, buying an estimated $680K and bringing the position to 256,621 shares worth $3.79M. The position accounts for ﹤0.01% of the portfolio, ranked #1712.

Cetera Investment Advisers first reported a position in HTGC in Q2 2022 and has held it in 16 quarters since. The position peaked at $4.05M in Q4 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Cetera Investment Advisers held 256,621 shares of Hercules Capital worth $3.79M as of Q1 2026.
  • Cetera Investment Advisers bought 41,585 Hercules Capital shares in Q1 2026, an estimated $680K.
  • Hercules Capital made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #1712 holding.
  • Cetera Investment Advisers first reported a position in Hercules Capital in Q2 2022 and has held it in 16 quarters since.
  • Cetera Investment Advisers's Hercules Capital position peaked at $4.05M in Q4 2025.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.