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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

64 hedge funds and large institutions have $153M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
18
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.56M
2
IA
2
IFP Advisors
Florida
$1.2M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$16.8M
4
Jane Street
4
Jane Street
New York
$1.01M
5
AAS
5
Avantax Advisory Services
Texas
$855K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.6M
2
LPL Financial
2
LPL Financial
California
$14M
3
UBS Group
3
UBS Group
Switzerland
$7.4M
4
Bank of America
4
Bank of America
North Carolina
$15.7M
5
TFA
5
Transamerica Financial Advisors
Florida
$74K
Name Market Value Shares Shares
Change 		Shares
Change %
CCA
26
Clearwater Capital Advisors
Illinois
$1.09M 24,830 -893 -3%
Jane Street
27
Jane Street
New York
$1.01M 23,051 +23,051 New
AG
28
Advisor Group
Arizona
$980K 22,365 -5,958 -21%
AAS
29
Avantax Advisory Services
Texas
$855K 19,412 +19,412 New
UR
30
USCA RIA
Texas
$767K 17,487 +1,357 +8%
CAN
31
Cetera Advisor Networks
California
$662K 15,074 -2,825 -16%
PAG
32
Private Advisor Group
New Jersey
$635K 14,477 +194 +1%
TRCT
33
Tower Research Capital (TRC)
New York
$581K 13,233 -13,960 -51%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$484K 11,056 -1,184 -10%
IWC
35
Integrated Wealth Concepts
Massachusetts
$462K 10,527 -1,169 -10%
Citadel Advisors
36
Citadel Advisors
Florida
$454K 10,327 +10,327 New
HAS
37
HBW Advisory Services
California
$437K 10,251 +10,251 New
FAAS
38
First Allied Advisory Services
California
$422K 9,584 +710 +8%
WS
39
Wedbush Securities
California
$406K 9,265 +325 +4%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$399K 9,084 -120 -1%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$391K 8,923 +380 +4%
ASN
42
Advisory Services Network
Georgia
$359K 7,719 – –
IA
43
IFG Advisory
Georgia
$307K 7,005 +7,005 New
JIP
44
Jaffetilchin Investment Partners
Florida
$303K 6,897 -21,064 -75%
CWM
45
Cornerstone Wealth Management
Missouri
$299K 6,811 -83 -1%
BAM
46
Belpointe Asset Management
Nevada
$275K 6,270 +618 +11%
CA
47
Cetera Advisors
Colorado
$246K 5,638 – –
GWM
48
Geneos Wealth Management
Colorado
$169K 3,882 +107 +3%
AIC
49
Ameritas Investment Company
Nebraska
$121K 2,768 +2,768 New
OIA
50
Optimum Investment Advisors
Illinois
$116K 2,645 -1,117 -30%
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