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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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57 hedge funds and large institutions have $90.3M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $74.4M → $90.3M (+$15.9M)

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

12% more funds holding

Funds holding: 51 → 57 (+6)

3.11% more ownership

Funds ownership: 13.39% → 16.5% (+3.1%)

Holders
57
Holders Change
+6
Holders Change %
+11.76%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$4.07M
2
Wells Fargo
Wells Fargo
California
+$3.58M
3
WAM
Wolverine Asset Management
Illinois
+$2.52M
4
AAM
Advisors Asset Management
Colorado
+$2.35M
5
CRC
Curi RMB Capital
Illinois
+$1.39M

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.9M
2
Bank of America
Bank of America
North Carolina
-$572K
3
DA
Doliver Advisors
Texas
-$293K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$169K
5
Cohen & Steers
Cohen & Steers
New York
-$130K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
26
Benchmark Capital Advisors
New York
$609K -$6.67K -432 -1%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$563K -$1.9M -122,856 -77%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$554K +$485K +31,444 +622%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$543K – – –
OC
30
Oppenheimer & Co
New York
$431K +$239K +15,466 +119%
BNP Paribas Financial Markets
31
BNP Paribas Financial Markets
France
$419K +$140K +9,071 +49%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$397K +$28K +1,811 +7%
KeyBank National Association
33
KeyBank National Association
Ohio
$320K – – –
JMPWA
34
JP Morgan Private Wealth Advisors
California
$307K -$103K -6,678 -25%
AIG
35
American International Group
New York
$259K -$104K -6,725 -28%
HFS
36
HL Financial Services
Kentucky
$197K – – –
NPC
37
National Planning Corporation
California
$180K -$39.3K -2,544 -18%
Goldman Sachs
38
Goldman Sachs
New York
$178K +$181K +11,730 New
PA
39
Pinnacle Associates
New York
$177K +$181K +11,697 New
MFS
40
MSI Financial Services
Massachusetts
$174K +$42.3K +2,742 +32%
FAAS
41
First Allied Advisory Services
California
$168K +$170K +11,022 New
Ameriprise
42
Ameriprise
Minnesota
$155K +$158K +10,224 New
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$130K +$130K +8,425 +4,213%
Creative Planning
44
Creative Planning
Kansas
$124K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$80K -$8.23K -533 -9%
Citigroup
46
Citigroup
New York
$73K – – –
SNT
47
Security National Trust
West Virginia
$45K – – –
AA
48
Apriem Advisors
California
$42K – – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$29K +$29.6K +1,920 New
WRM
50
Westport Resources Management
Connecticut
$20K – – –
1
2
3

DIAX Hedge Fund Activity: Q1 2015 in Review

57 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2015, worth a combined $90.3M — up 21% from $74.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 3 closed out — a net gain of 7 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was 1832 Asset Management, opening a new position worth an estimated $4.07M. The largest seller was Commonwealth Equity Services, cutting an estimated $1.9M.

  • 57 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2015, up from 51 in Q4 2014.
  • Funds reported $90.3M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2015, up 21% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2015 and 3 closed out, a net change of +7 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2015 was 1832 Asset Management, an estimated $4.07M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2015 was Commonwealth Equity Services, an estimated $1.9M sold.

Based on aggregated 13F filings for Q1 2015.