Westport Resources Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Westport Resources Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,296	Closed	-$19K	–	594
2016 Q2	$19K	Hold	1,296	–	–	0.01%	535
2016 Q1	$18K	Hold	1,296	–	–	0.01%	529
2015 Q4	$19K	Hold	1,296	–	–	0.01%	615
2015 Q3	$17K	Hold	1,296	–	–	0.01%	650
2015 Q2	$19K	Hold	1,296	–	–	0.01%	644
2015 Q1	$20K	Hold	1,296	–	–	0.01%	682
2014 Q4	$20K	Buy	+1,296	New	+$20.9K	0.01%	711

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Westport Resources Management's DIAX Position: Q3 2016 in Review

Westport Resources Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2016, closing a stake of 1,296 shares — an estimated $19K sold.

Westport Resources Management first reported a position in DIAX in Q4 2014 and held it in 7 quarters. The position peaked at $20K in Q1 2015. 51 funds tracked by Wall St. Rank hold DIAX as of Q3 2016.

Westport Resources Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2016 after selling out during the quarter.
Westport Resources Management sold 1,296 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2016, an estimated $19K.
Westport Resources Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 7 quarters.
Westport Resources Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $20K in Q1 2015.
51 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2016.

Based on Westport Resources Management's 13F filing for Q3 2016, filed 14 Nov 2016.