Tower Research Capital (TRC)’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Tower Research Capital (TRC)’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-2,302	Closed	-$33K	–	3779
2016 Q2	$33K	Buy	+2,302	New	+$32.6K	﹤0.01%	1849
2016 Q1	–	Sell	-200	Closed	-$3K	–	4257
2015 Q4	$3K	Buy	+200	New	+$2.85K	﹤0.01%	3413
2015 Q2	–	Sell	-5,246	Closed	-$80K	–	4490
2015 Q1	$80K	Sell	5,246 -533	-9%	-$8.23K	0.01%	1079
2014 Q4	$89K	Buy	+5,779	New	+$93.1K	0.01%	747

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Tower Research Capital (TRC)'s DIAX Position: Q3 2016 in Review

Tower Research Capital (TRC) sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2016, closing a stake of 2,302 shares — an estimated $33K sold.

Tower Research Capital (TRC) first reported a position in DIAX in Q4 2014 and held it in 4 quarters. The position peaked at $89K in Q4 2014. 51 funds tracked by Wall St. Rank hold DIAX as of Q3 2016.

Tower Research Capital (TRC) reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2016 after selling out during the quarter.
Tower Research Capital (TRC) sold 2,302 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2016, an estimated $33K.
Tower Research Capital (TRC) first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 4 quarters.
Tower Research Capital (TRC)'s Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $89K in Q4 2014.
51 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2016, filed 8 Nov 2016.