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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

80 hedge funds and large institutions have $401M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 24

6% less capital invested

Capital invested by funds: $428M → $401M (-$27M)

8% less funds holding

Funds holding: 8780 (-7)

29% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 17

Holders
80
Holders Change
-7
Holders Change %
-8.05%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
24
Reduced
24
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OFG
51
OTA Financial Group
New York
$294K +$304K +2,359 New
EVM
52
Eaton Vance Management
Massachusetts
$265K
RJT
53
Raymond James Trust
Florida
$259K -$30.9K -240 -10%
DWT
54
Dorsey & Whitney Trust
South Dakota
$251K +$2.71K +21 +1%
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$244K +$98.4K +764 +64%
WP
56
WMS Partners
Maryland
$230K +$238K +1,845 New
OIA
57
Optimum Investment Advisors
Illinois
$225K -$15.5K -120 -6%
CDH
58
Charles D. Hyman
$225K
YP
59
Yellowstone Partners
Idaho
$220K
DADC
60
D.A. Davidson & Co
Montana
$211K -$1.34M -10,387 -86%
SPC
61
Sigma Planning Corp
Michigan
$203K +$209K +1,624 New
CHP
62
Cable Hill Partners
Oregon
$126K
US Bancorp
63
US Bancorp
Minnesota
$124K +$29.6K +230 +30%
KT
64
Kanaly Trust
Texas
$97K
Creative Planning
65
Creative Planning
Kansas
$87K -$112K -866 -55%
S
66
SignatureFD
Georgia
$62K
GWM
67
Gupta Wealth Management
California
$62K +$63.9K +496 New
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$50K
JIC
69
Joel Isaacson & Co
New York
$50K
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$39K -$18K -140 -31%
GT
71
Glenmede Trust
Pennsylvania
$33K
IWMPD
72
Integrated Wealth Management (Palm Desert)
California
$31K +$32.7K +254 New
CAPTRUST Financial Advisors
73
CAPTRUST Financial Advisors
North Carolina
$30.7K
RPG
74
Risk Paradigm Group
Texas
$28.8K +$29.8K +231 New
LFR
75
Lehman Financial Resources
Pennsylvania
$26K +$26.5K +206 New

CEM Hedge Fund Activity: Q1 2015 in Review

80 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2015, worth a combined $401M — down 6.3% from $428M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CEM and 12 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 24 added.

The largest buyer was UBS Group, adding an estimated $3.56M. The largest seller was Morgan Stanley, cutting an estimated $4.12M.

  • 80 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2015, down from 87 in Q4 2014.
  • Funds reported $401M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2015, down 6.3% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2015 and 17 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2015 was UBS Group, an estimated $3.56M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2015 was Morgan Stanley, an estimated $4.12M sold.

Based on aggregated 13F filings for Q1 2015.