CAPTRUST Financial Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

CAPTRUST Financial Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-246	Closed	-$17K	–	222
2016 Q1	$17K	Hold	246	–	–	﹤0.01%	157
2015 Q4	$19K	Hold	246	–	–	﹤0.01%	159
2015 Q3	$21K	Hold	246	–	–	﹤0.01%	137
2015 Q2	$29K	Hold	246	–	–	﹤0.01%	112
2015 Q1	$30.7K	Hold	246	–	–	0.01%	113
2014 Q4	$34K	Buy	+246	New	+$33.2K	0.01%	103
2014 Q1	–	Sell	-102	Closed	-$14K	–	212
2013 Q4	$14K	Buy	+102	New	+$13.7K	﹤0.01%	131
2013 Q3	–	Sell	-50	Closed	-$7K	–	208
2013 Q2	$7K	Buy	+50	New	+$6.82K	﹤0.01%	160

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Klingman & Associates New York $2.09B AUM 16.49% 1-Year Est. Return

CAPTRUST Financial Advisors's CEM Position: Q2 2016 in Review

CAPTRUST Financial Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2016, closing a stake of 246 shares — an estimated $17K sold.

CAPTRUST Financial Advisors first reported a position in CEM in Q2 2013 and held it in 8 quarters. The position peaked at $34K in Q4 2014. 78 funds tracked by Wall St. Rank hold CEM as of Q2 2016.

CAPTRUST Financial Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2016 after selling out during the quarter.
CAPTRUST Financial Advisors sold 246 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2016, an estimated $17K.
CAPTRUST Financial Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 8 quarters.
CAPTRUST Financial Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $34K in Q4 2014.
78 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2016.

Based on CAPTRUST Financial Advisors's 13F filing for Q2 2016, filed 8 Aug 2016.