SPC
CEM

Sigma Planning Corp’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Sigma Planning Corp’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-2,274
Closed -$36K – 1181
2020
Q2 		$36K Buy
+2,274
New +$36.6K ﹤0.01% 1034
2015
Q2 		– Sell
-1,624
Closed -$203K – 782
2015
Q1 		$203K Buy
+1,624
New +$209K 0.03% 670

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Sigma Planning Corp's CEM Position: Q3 2020 in Review

Sigma Planning Corp sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2020, closing a stake of 2,274 shares — an estimated $36K sold.

Sigma Planning Corp first reported a position in CEM in Q1 2015 and held it in 2 quarters. The position peaked at $203K in Q1 2015. 50 funds tracked by Wall St. Rank hold CEM as of Q3 2020.

  • Sigma Planning Corp reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2020 after selling out during the quarter.
  • Sigma Planning Corp sold 2,274 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2020, an estimated $36K.
  • Sigma Planning Corp first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2015 and held it in 2 quarters.
  • Sigma Planning Corp's ClearBridge MLP and Midstream Fund Inc. position peaked at $203K in Q1 2015.
  • 50 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2020.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.