Lehman Financial Resources’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Lehman Financial Resources’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-206	Closed	-$26K	–	447
2015 Q1	$26K	Buy	+206	New	+$26.5K	0.01%	222
2014 Q4	–	Sell	-203	Closed	-$28K	–	433
2014 Q3	$28K	Hold	203	–	–	0.01%	199
2014 Q2	$30K	Hold	203	–	–	0.01%	190
2014 Q1	$27K	Hold	203	–	–	0.01%	194
2013 Q4	$28K	Hold	203	–	–	0.02%	181
2013 Q3	$27K	Buy	+203	New	+$27.7K	0.02%	174

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lehman Financial Resources's CEM Position: Q2 2015 in Review

Lehman Financial Resources sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2015, closing a stake of 206 shares — an estimated $26K sold.

Lehman Financial Resources first reported a position in CEM in Q3 2013 and held it in 6 quarters. The position peaked at $30K in Q2 2014. 79 funds tracked by Wall St. Rank hold CEM as of Q2 2015.

Lehman Financial Resources reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2015 after selling out during the quarter.
Lehman Financial Resources sold 206 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2015, an estimated $26K.
Lehman Financial Resources first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2013 and held it in 6 quarters.
Lehman Financial Resources's ClearBridge MLP and Midstream Fund Inc. position peaked at $30K in Q2 2014.
79 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2015.

Based on Lehman Financial Resources's 13F filing for Q2 2015, filed 31 Jul 2015.