Risk Paradigm Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Risk Paradigm Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-156	Closed	-$12.1K	–	269
2016 Q4	$12.1K	Hold	156	–	–	0.01%	228
2016 Q3	$12.7K	Hold	156	–	–	0.01%	240
2016 Q2	$12.4K	Hold	156	–	–	0.02%	214
2016 Q1	$10.6K	Sell	156 -118	-43%	-$7.43K	0.01%	218
2015 Q4	$20.8K	Sell	274 -19	-6%	-$1.67K	0.02%	173
2015 Q3	$25.3K	Buy	293 +62	+27%	+$6.68K	0.05%	136
2015 Q2	$26.9K	Hold	231	–	–	0.03%	145
2015 Q1	$28.8K	Buy	+231	New	+$29.8K	0.03%	146

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Risk Paradigm Group's CEM Position: Q1 2017 in Review

Risk Paradigm Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2017, closing a stake of 156 shares — an estimated $12.1K sold.

Risk Paradigm Group first reported a position in CEM in Q1 2015 and held it in 8 quarters. The position peaked at $28.8K in Q1 2015. 77 funds tracked by Wall St. Rank hold CEM as of Q1 2017.

Risk Paradigm Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2017 after selling out during the quarter.
Risk Paradigm Group sold 156 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2017, an estimated $12.1K.
Risk Paradigm Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2015 and held it in 8 quarters.
Risk Paradigm Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $28.8K in Q1 2015.
77 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2017.

Based on Risk Paradigm Group's 13F filing for Q1 2017, filed 12 May 2017.