Integrated Wealth Management (Palm Desert)’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-254	Closed	-$21K	–	1068
2016 Q3	$21K	Hold	254	–	–	0.01%	591
2016 Q2	$20K	Hold	254	–	–	0.01%	595
2016 Q1	$17K	Hold	254	–	–	0.01%	592
2015 Q4	$19K	Hold	254	–	–	0.01%	601
2015 Q3	$22K	Hold	254	–	–	0.01%	557
2015 Q2	$30K	Hold	254	–	–	0.01%	500
2015 Q1	$31K	Buy	+254	New	+$32.7K	0.01%	471

Other funds holding CEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s CEM Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2016, closing a stake of 254 shares — an estimated $21K sold.

Integrated Wealth Management (Palm Desert) first reported a position in CEM in Q1 2015 and held it in 7 quarters. The position peaked at $31K in Q1 2015. 83 funds tracked by Wall St. Rank hold CEM as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 254 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2016, an estimated $21K.
Integrated Wealth Management (Palm Desert) first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s ClearBridge MLP and Midstream Fund Inc. position peaked at $31K in Q1 2015.
83 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.