CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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65 hedge funds and large institutions have $367M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$149M
2
Bank of America
2
Bank of America
North Carolina
$55.7M
3
Wells Fargo
3
Wells Fargo
California
$10.6M
4
Deutsche Bank
4
Deutsche Bank
Germany
$2.33M
5
GC
5
Guggenheim Capital
Illinois
$19M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$6.98M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Invesco
3
Invesco
Georgia
$8.45M
4
AAM
4
Advisors Asset Management
Colorado
$17.1M
5
NCM
5
Newgate Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JIC
51
Joel Isaacson & Co
New York
$60K – – –
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$60K – – –
WT
53
Whittier Trust
California
$57K – – –
US Bancorp
54
US Bancorp
Minnesota
$51K -$57K -380 -53%
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$47K +$2.38K +16 +5%
RNS
56
Robert N. Shapiro
$44K – – –
GT
57
Glenmede Trust
Pennsylvania
$40K – – –
NFG
58
Next Financial Group
Texas
$34K +$34K +236 New
LFR
59
Lehman Financial Resources
Pennsylvania
$30K – – –
LTFS
60
Ladenburg Thalmann Financial Services
Florida
$20K – – –
AC
61
Alexandria Capital
Virginia
$10K -$10K -70 -50%
CG
62
Colony Group
Massachusetts
$8K – – –
TDC
63
Thompson Davis & Co
Virginia
$8K +$157 +1 +2%
LTI
64
Laffer Tengler Investments
Tennessee
$5.53K +$5.53K +37 New
NMIS
65
Northwestern Mutual Investment Services
Wisconsin
$5K +$5K +36 New
RJFSA
66
Raymond James Financial Services Advisors
Florida
– -$2.54M -19,068 Closed
NCM
67
Newgate Capital Management
Connecticut
– -$1.29M -9,674 Closed
Stifel Financial
68
Stifel Financial
Missouri
– -$1.21M -9,068 Closed
RCM
69
Robinson Capital Management
Michigan
– -$482K -3,623 Closed
RAM
70
Roanoke Asset Management
New Jersey
– -$232K -1,740 Closed
SCA
71
SAC Capital Advisors
Connecticut
– -$210K -1,576 Closed
BRWA
72
B. Riley Wealth Advisors
Florida
– -$133K -1,000 Closed
TCA
73
Tortoise Capital Advisors
Kansas
– -$99K -740 Closed
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
– -$78K -583 Closed
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
– -$60K -450 Closed
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