B. Riley Wealth Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

B. Riley Wealth Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,000	Closed	-$138	–	2085
2014 Q4	$138	Buy	+1,000	New	+$135K	﹤0.01%	1559
2014 Q2	–	Sell	-1,000	Closed	-$133K	–	2465
2014 Q1	$133K	Hold	1,000	–	–	0.04%	530
2013 Q4	$136K	Hold	1,000	–	–	0.04%	469
2013 Q3	$133K	Buy	+1,000	New	+$136K	0.05%	469

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

B. Riley Wealth Advisors's CEM Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2015, closing a stake of 1,000 shares — an estimated $138 sold.

B. Riley Wealth Advisors first reported a position in CEM in Q3 2013 and held it in 4 quarters. The position peaked at $136K in Q4 2013. 80 funds tracked by Wall St. Rank hold CEM as of Q1 2015.

B. Riley Wealth Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,000 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2015, an estimated $138.
B. Riley Wealth Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2013 and held it in 4 quarters.
B. Riley Wealth Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $136K in Q4 2013.
80 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.