BRWA
CEM

B. Riley Wealth Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Quarter Market Value Status Shares Shares
Change %
Trade Value Portfolio Weight Portfolio Position
2015
Q1
Sell
-5,000
Closed -$138 2081
2014
Q4
$138 Buy
+5,000
New +$138 ﹤0.01% 1557
2014
Q2
Sell
-5,000
Closed -$133K 2465
2014
Q1
$133K Hold
5,000
0.04% 530
2013
Q4
$136K Hold
5,000
0.04% 469
2013
Q3
$133K Buy
+5,000
New +$133K 0.05% 469